PERSONS REQUIRED TO FILE AN ANNUAL STATEMENT OF FINANCIAL DISCLOSURE PURSUANT TO THE DUTCHESS COUNTY CODE OF ETHICS

GOVERNMENT SERVICES & ADMINISTATION POSTPONED TO APRIL AMENDED ON THE FLOOR 4/14/2025 RE: RESOLUTION NO. 2025022 PERSONS REQUIRED TO FILE AN ANNUAL STATEMENT OF FINANCIAL DISCLOSURE PURSUANT TO THE DUTCHESS COUNTY CODE OF ETHICS Legislators MC HOUL, TRUITT, GORMAN, D'AQUANNI, CASWELL, and LAWLER offer the following and move its adoption: WHEREAS, by Resolution No. 2019056, the Dutchess County Legislature enacted Local Law No. 2 of 2019, which repealed the former Code of Ethics found in Local Law No. 5 of 2004, Local Law No. 2 of 2001, Local Law No. 7 of 2000, and established a new Code of Ethics and required a financial disclosure for certain officers and employees of the County of Dutchess, and WHEREAS, pursuant to the aforementioned Local Law, the new Code of Ethics became effective on January 1, 2020, and WHEREAS, Local Law No. 2 of 2019 requires the County to pass a resolution with a list of persons required to file an Annual Statement of Financial Disclosure, now therefore be it RESOLVED, prior Resolution Nos. 2020039, 2020184, 2022026, 2023029 and 2024040 which provided lists of persons required to file an annual statement of financial disclosure are hereby repealed and replaced, and the following persons are hereby required to file an Annual Statement of Financial Disclosure, in accordance with all requirements set forth in the County's Code of Ethics: AGING, OFFICE FOR Director, Office for the Aging Assistant Director, Office for the Aging BOARD OF ELECTIONS Elections Commissioners Deputy Elections Commissioners Elections Administrators BOARD OF ETHICS Board Members BUDGET OFFICE Budget Director Senior Budget Analyst Budget Analyst CENTRAL AND INFORMATION SERVICES Commissioner of Central and Information Services Deputy Commissioners of Central and Information Services Director of Central Services Purchasing Agent Assistant Purchasing Agent Network Administrators Senior Network Administrator Cyber Security Administrator Infrastructure Manager Infrastructure Administrator COMMUNITY AND FAMILY SERVICES Commissioner of Community and Family Services Deputy Commissioners of Community and Family Services Director of Administrative Services Director of Fiscal Services Directors of Services Asst, to the Commissioner for Program Planning & Evaluation Special Assistant to Commissioner Assistant Commissioner for Youth Services Staff Development Director Homeless Shelter Director COMPTROLLER Comptroller Deputy Comptroller Director of Audit and Control COUNTY ATTORNEY County Attorney Chief Assistant County Attorney Bureau Chief, CFS COUNTY CLERK County Clerk Deputy County Clerks Historian COUNTY EXECUTIVE County Executive Deputy County Executive Assistant County Executive Communications Director Assistant County Executive Economic Development Assistant Communications Director Chief of Staff COUNTY LEGISLATURE County Legislators Clerk of the County Legislature Deputy Clerk of the County Legislature Assistant to the Chairman of the County Legislature Legislative Attorney DISTRICT ATTORNEY District Attorney Chief Assistant District Attorney Bureau Chiefs DUTCHESS COMMUNITY COLLEGE President, Dutchess Community College Vice President of Academic Affairs Dean of Student Services and Enrollment Management Dean of Community Services and Special Programs Vice President and Dean of Administration Board of Trustees EMERGENCY RESPONSE, DEPARTMENT OF Commissioner Emergency Response Deputy Commissioner Emergency Response Director of 911 Operations Director of Emergency Management FINANCE Commissioner of Finance First Deputy Commissioner of Finance Director of Fiscal Services Deputy Commissioner of Finance/Director, Real Property Tax Services Senior Research Analyst Bureau Chief HEALTH, DEPARTMENT OF Commissioner of Health Assistant Commissioner for Health Administration Director of Fiscal Services Director of Public Health Nursing Director of Environmental Health Services Chief Medical Examiner Forensic Pathology Deputy Medical Examiner Director of Weights and Measures B Director of Public Health and Disease Prevention Director of Performance Management and Data Analytics HUMAN RESOURCES Commissioner of Human Resources Deputy Commissioner of Human Resources Equal Employment Opportunity & Inclusion Officer Director of Risk Management Assistant Director of Risk Management INDUSTRIAL DEVELOPMENT AGENCY Executive Director/Chief Executive Officer Members of the Industrial Development Agency LOCAL DEVELOPMENT CORPORATION Chief Executive Officer Members of the Local Development Corporation MENTAL HEALTH, DEPARTMENT OF Commissioner of Mental Health Executive Director-Human Rights Commission Clinical Program Directors Supervising Psychiatric Medical Director All Abilities Program Director Director of Budget and Finance PLANNING DEPARTMENT Commissioner of Planning Deputy Commissioner of Planning and Development Deputy Commissioner of Solid Waste Management Deputy Commissioner for Housing Transportation Program Administrator Environmental Program Director Community Investment Program Specialist PROBATION DEPARTMENT Director of Probation and Community Corrections Deputy Directors of Probation and Community Corrections Director of Budget and Finance PUBLIC DEFENDER Public Defender Chief Assistant Public Defender Bureau Chiefs PUBLIC WORKS DEPARTMENT Commissioner of Public Works Deputy Commissioner of Public Works Director of Highway Construction and Maintenance Assistant Director of Highway Construction and Maintenance Garage Superintendent Airport Director Parks Director Buildings Administrator Buildings Design Administrator Director of Fiscal Services Fleet Administrator Director of Engineering Director of Public Transit Assistant Director of Public Transit Assistant Parks Director RESOURCE RECOVERY AGENCY Executive Director Officers SHERIFF Sheriff Undersheriff Chief Deputy Deputy Sheriff Colonel Director of Budget and Finance Superintendent of Corrections Deputy Superintendent of Corrections Deputy Sheriff - Captain WATER AND WASTEWATER AUTHORITY Executive Director Board Members VETERANS AFFAIRS, OFFICE OF Director of Veterans Affairs Deputy Director of Veterans Affairs CA-013-25 CRC/jw G-0175-A 01/14/2025 Fiscal Impact: See Attached APPROVED Susan Serio SUSAN J. SERINO COUNTY EXECUTIVE no. 41/21/2025 STATE OF NEW YORK sS: COUNTY OF DUTCHESS This is to certify that I, the undersigned Clerk of the Legislature of the County of Dutchess, have compared the foregoing resolution with the original resolution now on file in the office of said clerk, and which was adopted by said legislature on the 14th day of April 2025, and that the same is a true and correct transcript of said original resolution and of the whole thereof. IN WITNESS WHEREOF, I have hercunto sct my hand and seal of said Legislature this 14% day of April 2025. ush Loger / G, OFFICE FOR Director, Office for the Aging Assistant Director, Office for the Aging BEHAVIORAL AND COMMUNITY HEALTH Commissioner of Behavioral and Community Health Deputy Commissioner of Behavioral and Community Health for Mental Hygiene Assistant Commissioner of DBCH for Administration Director of Public Health Nursing Director of Environmental Health Services Chief Medical Examiner Forensic Pathology Deputy Medical Examiner Executive Director Human Rights Commission Director of Fiscal Services Clinical Program Directors Supervising Psychiatric Medical Director Director of Weights and Measures B Director of Veterans Affairs Director of Public Health and Disease Prevention All Abilities Program Director Director of Performance Management and Data Analytics BOARD OF ELECTIONS Elections Commissioners Deputy Elections Commissioners Elections Administrators BOARD OF ETHICS Board Members BUDGET OFFICE Budget Director Senior Research Analyst Senior Budget Analyst Department Removed from Charter Moved to Health, Department of Moved to Mental Health, Department of Moved to Health, Department of Moved to Health, Department of Moved to Health, Department of Moved to Health, Department of Moved to Health, Department of Moved to Mental Health, Department of Moved to Health, Department of Moved to Mental Health, Department of Moved to Mental Health, Department of Moved to Health, Department of Moved to Veterans Affairs, Office of Moved to Health, Department of Moved to Mental Health, Department of Moved to Health, Department of Title Change arch Analyst Budget Analyst CENTRAL AND INFORMATION SERVICES Commissioner of Central and Information Services Deputy Commissioners of Central and Information Services Director of Central Services Purchasing Agent Assistant Purchasing Agent Network Administrators Senior Network Administrator Cyber Security Administrator Infrastructure Manager Infrastructure Administrator Title Change COMMUNITY AND FAMILY SERVICES Commissioner of Community and Family Services Deputy Commissioners of Community and Family Services Director of Administrative Services Director of Fiscal Services Directors of Services Asst, to the Commissioner for Program Planning & Evaluation Special Assistant to Commissioner Assistant Commissioner for Youth Services Staff Development Director Homeless Shelter Director COMPTROLLER Comptroller Deputy Comptroller Director of Audit and Control COUNTY ATTORNEY County Attorney Assistant County Attorney Bureau Chief, CFS COUNTY CLERK County Clerk Deputy County Clerks Historian COUNTY EXECUTIVE County Executive Deputy County Executive Assistant County Executive Communications Director Assistant County Executive Economic Development Director of Public Policy Assistant Communications Director Chief of Staff COUNTY LEGISLATURE County Legislators Clerk of the County Legislature Deputy Clerk of the County Legislature Assistant to the Chairman of the County Legislature Legislative Attorney DISTRICT ATTORNEY District Attorney Chief Assistant District Attorney Bureau Chiefs DUTCHESS COMMUNITY COLLEGE President, Dutchess Community College Vice President of Academic Affairs Dean of Student Services and Enrollment Management No Longer Active New Position of Community Services and Special Programs Vice President and Dean of Administration Board of Trustees EMERGENCY RESPONSE, DEPARTMENT OF Commissioner Emergency Response Deputy Commissioner Emergency Response Director of 911 Operations Director of Emergency Management FINANCE Commissioner of Finance First Deputy Commissioner of Finance Director of Fiscal Services Deputy Commissioner of Finance/Director, Real Property Tax Services Senior Research Analyst Bureau Chief HEALTH, DEPARTMENT OF Commissioner of Health Assistant Commissioner for Health Administration Director of Fiscal Services Director of Public Health Nursing Director of Environmental Health Services Chief Medical Examiner Forensic Pathology Deputy Medical Examiner Director of Weights and Measures B Director of Public Health and Disease Prevention Director of Performance Management and Data Analytics HUMAN RESOURCES Commissioner of Human Resources Deputy Commissioner of Human Resources Equal Employment Opportunity & Inclusion Officer Added New Department in '24 Moved from Behavioral and Community Health Moved from Behavioral and Community Health Moved from Behavioral and Community Health Moved from Behavioral and Community Health Moved from Behavioral and Community Health Moved from Behavioral and Community Health Moved from Behavioral and Community Health Moved from Behavioral and Community Health Moved from Behavioral and Community Health Moved from Behavioral and Community Health tor of Risk Management Assistant Director of Risk Management INDUSTRIAL DEVELOPMENT AGENCY Executive Director/Chief Executive Officer Members of the Industrial Development Agency LOCAL DEVELOPMENT CORPORATION Chief Executive Officer Members of the Local Development Corporation MENTAL HEALTH, DEPARTMENT OF Commissioner of Mental Health Executive Director-Human Rights Commission Clinical Program Directors Supervising Psychiatric Medical Director All Abilities Program Director Director of Budget and Finance PLANNING DEPARTMENT Commissioner of Planning Deputy Commissioner of Planning and Development Deputy Commissioner of Solid Waste Management Deputy Commissioner for Housing Transportation Program Administrator Environmental Program Director Community Investment Program Specialist PROBATION DEPARTMENT Director of Probation and Community Corrections Deputy Directors of Probation and Community Corrections Director of Budget and Finance New Department in '24 Moved from Behavioral and Community Health Moved from Behavioral and Community Health Moved from Behavioral and Community Health Moved from Behavioral and Community Health Moved from Behavioral and Community Health New Position PIC DEFENDER Public Defender Chief Assistant Public Defender Bureau Chiefs PUBLIC WORKS DEPARTMENT Commissioner of Public Works Deputy Commissioner of Public Works Director of Highway Construction and Maintenance Assistant Director of Highway Construction and Maintenance Garage Superintendent Airport Director Parks Director Buildings Administrator Buildings Design Administrator Director of Fiscal Services Fleet Administrator Director of Engineering Director of Public Transit Assistant Director of Public Transit Assistant Parks Director RESOURCE RECOVERY AGENCY Executive Director SHERIFF Sheriff Undersheriff Chief Deputy Deputy Sheriff Colonel Director of Budget and Finance Superintendent of Corrections Deputy Superintendent of Corrections Deputy Sheriff - Captain WATER AND WASTEWATER AUTHORITY Executive Director VETERANS AFFAIRS, OFFICE OF Director of Veterans Affairs Deputy Director of Veterans Affairs New Department in '24 Moved from Behavioral and Community Health New Position now that standalone Dept TO: FROM: RE: DATE: I. COUNTY OF DUTCHESS STATE OF NEW YORK WILLIAM G. TRUITT CHAIRMAN OF THE LEGISLATURE MEMORANDUM Members of the Legislature William G. Truitt, Chairman Proposed Financial Disclosure Framework for Legislative Boards April 11, 2025 Financial Disclosure Guidelines: Legislative Boards Boards in which the legislature is an appointing authority A. Members of boards that wield significant fiduciary and/or policy making responsibilities that exceed merely advising the legislature on specific subject matters or areas of interest should be included in the list of boards that are required to file an annual financial disclosure statement. B. Members of boards that are established for the purpose of advising the legislature on specific subject matters but have no policy making authority should not be required to file an annual financial disclosure statement. 22 Market Street, Poughkeepsie, New York 12601 845.486.2112 wwrwiw.dutetcesssy.ggov Majority Leader Houston, duly seconded by Assistant Majority Leader Polasek, moved the foregoing resolution. Discussion on Resolution No. 2025022, PERSONS REQUIRED TO FILE AN ANNUAL STATEMENT OF FINANCIAL DISCLOSURE PURSUANT TO THE DUTCHESS COUNTY CODE OF ETHICS proceeded as follows: Majority Leader Houston, duly seconded by Legislator Kaul, made a motion to postpone the resolution to the April 14, 2025, Board meeting. Roll call vote to postpone resulted as follows: AYES: 24 Atkins, Brendli, Caswell, D'Aquanni, Drago, Faust, Gorman, Houston, House, Johnson, Kaul, Kearney, Lawler, McHoul, Metzger, Munn, Page, Paoloni, Polasek, Rolison, Travelpiece, Truitt, Valdés Smith, and Versaci NAYS: ABSENT: 1 Motion adopted. Garito At the April 14, 2025, Board Meeting, the foregoing resolution was moved by Majority Leader Houston, duly seconded by Assistant Majority Leader Polasek. Discussion on the foregoing resolution, proceeded as follows: Legislator Munn made a motion, duly seconded by Majority Leader Houston, to amend the resolution by adding the Resource Recovery Agency Members and the Water and Wastewater Authority Members. Roll call on the foregoing motion resulted as follows: AYES: 21 Atkins, Brendli, Caswell, D'Aquanni, Drago, Faust, Garito, Gorman, Houston, Johnson, Kaul, Kearney, Lawler, Metzger, Munn, Paoloni, Polasek, Rolison, Travelpiece, Truitt, and Valdés Smith NAYS: ABSENT: Motion adopted. 4 House, McHoul, Page, and Versaci Roll call vote on the foregoing resolution resulted as follows: AYES: 21 Atkins, Brendli, Caswell, D'Aquanni, Drago, Faust, Garito, Gorman, Houston, Johnson, Kaul, Kearney, Lawler, Metzger, Munn, Paoloni, Polasek, Rolison, Travelpiece, Truitt, and Valdés Smith NAYS: ABSENT: 4 Resolution adopted. House, McHoul, Page, and Versaci Government Services and Administration Roll Call District Name District 7 - Hyde Park and Pleasant Valley Truitt* Yes, No District 25 - Amenia, Washington, Pleasant Valley & Millbrook Houston* District 3 - LaGrange District 16 - Fishkill and Beacon District 9 - City of Poughkeepsie District 6 - Town of Poughkeepsie District 14 - Wappinger and Town of Poughkeepsie District 17 - Town and Village of Fishkill District 18 - City of Beacon and Fishkill District 20 - Red Hook, Tivoli, and Rhinebeck District 21 - East Fishkill Present: Absent: Vacant: 10 2 District 24 - Dover and Pawling Resolution: Motion: Polasek* Valdés Smith* Atkins* Kaul Versaci McHoul (C) Page Munn absent absent Caswell House (VC) Total : 10 Yes No Abstentions: 2025022 PERSONS REQUIRED TO FILE AN ANNUAL STATEMENT OF FINANCIAL DISCLOSURE PURSUANT TO THE DUTCHESS COUNTY CODE OF ETHICS FEBRUARY 6, 2025 Roll Call Sheets District absent Present: Absent: Vacant: District 7 - Hyde Park and Pleasant Valley District 25 - Amenia, Washington, Pleasant Valley & Millbrook District 3 - LaGrange District 16 - Fishkill and Beacon District 9 - City of Poughkeepsie District 1 - Town of Poughkeepsie District 2 - LaGrange, Pleasant Valley & Town of Poughkeepsie District 4 - Hyde Park and Town of Poughkeepsie District 5 - Town of Poughkeepsie District 6 - Town of Poughkeepsie District 8 - City and Town of Poughkeepsie District 10 - City of Poughkeepsie District 11 - Clinton, Pleasant Valley, and Rhinebeck District 12 - East Fishkill District 13 - East Fishkill and Wappinger District 14 - Wappinger and Town of Poughkeepsie District 15 - Wappinger District 17 - Town and Village of Fishkill District 18 - City of Beacon and Fishkill District 19 - North East, Stanford, Pine Plains, Milan & Red Hook District 20 - Red Hook, Tivoli, and Rhinebeck District 21 - East Fishkill District 22 - Beekman and Union Vale District 23 - Pawling, Beekman and East Fishkill 24 District 24 - Dover and Pawling Resolution: - Motion: Last Name YES Truitt Houston Polasek Valdés Smith Atkins Gorman Travelpiece Lawler D'Aquanni Kaul Brendli Johnson Kearney Metzger Paoloni Versaci Faust McHoul Page Drago Munn Caswell Garito Rolison House Total : 24 Yes Abstentions: Q NO No DH- LK Matin to postpone to 4/14/25 2025022 2|10/2025 Roll Call Sheets District Present: Absent: Vacant: District 7 - Hyde Park and Pleasant Valley District 25 - Amenia, Washington, Pleasant Valley & Millbrook District 3 - LaGrange District 16 - Fishkill and Beacon District 9 - City of Poughkeepsie District 1 - Town of Poughkeepsie District 2 - LaGrange, Pleasant Valley & Town of Poughkeepsie District 4 - Hyde Park and Town of Poughkeepsie District 5 - Town of Poughkeepsie District 6 - Town of Poughkeepsie District 8 - City and Town of Poughkeepsie District 10 - City of Poughkeepsie District 11 - Clinton, Pleasant Valley, and Rhinebeck District 12 - East Fishkill District 13 - East Fishkill and Wappinger District 14 - Wappinger and Town of Poughkeepsie District 15 - Wappinger District 17 - Town and Village of Fishkill District 18 - City of Beacon and Fishkill District 19 - North East, Stanford, Pine Plains, Milan & Red Hook District 20 - Red Hook, Tivoli, and Rhinebeck District 21 - East Fishkill District 22 - Beekman and Union Vale District 23 - Pawling, Beekman and East Fishkill District 24 - Dover and Pawling 2 Resolution: _ Motion: 0 Last Name YES NO Truitt Houston Polasek Valdés Smith Atkins Gorman Travelpiece Lawler D'Aquanni Kaul Brendli Johnson Kearney Metzger Paoloni Versaci Absent Faust McHoul Page absent Drago Munn Caswell Garito Rolison House Total: absent 21 Yes No Abstentions: 2025022 4/14/2025 Amendment KM-DH add RRA « LOWA Roll Call Sheets District Present: Absent: Vacant: District 7 - Hyde Park and Pleasant Valley District 25 - Amenia, Washington, Pleasant Valley & Millbrook District 3 - LaGrange District 16 - Fishkill and Beacon District 9 - City of Poughkeepsie District 1 - Town of Poughkeepsie District 2 - LaGrange, Pleasant Valley & Town of Poughkeepsie District 4 - Hyde Park and Town of Poughkeepsie District 5 - Town of Poughkeepsie District 6 - Town of Poughkeepsie District 8 - City and Town of Poughkeepsie District 10 - City of Poughkeepsie District 11 - Clinton, Pleasant Valley, and Rhinebeck District 12 - East Fishkill District 13 - East Fishkill and Wappinger District 14 - Wappinger and Town of Poughkeepsie District 15 - Wappinger District 17 - Town and Village of Fishkill District 18 - City of Beacon and Fishkill District 19 - North East, Stanford, Pine Plains, Milan & Red Hook District 20 - Red Hook, Tivoli, and Rhinebeck District 21 - East Fishkill District 22 - Beekman and Union Vale District 23 - Pawling, Beekman and East Fishkill District 24 - Dover and Pawling 2 4 Resolution: - Motion: Last Name YES NO Truitt Houston Polasek Valdés Smith Atkins Gorman Travelpiece Lawler D'Aquanni Kaul Brendli Johnson Kearney Metzger Paoloni Versaci Absent Faust McHoul Page Absent abseut Drago Munn Caswell Garito Rolison House Total : Absent 21 Yes No Abstentions: 2025022 PERSONS REQUIRED TO FILE AN ANNUAL STATEMENT OF FINANCIAL DISCLOSURE PURSUANT TO THE DUTCHESS COUNTY CODE OF ETHICS APRIL 14, 2025