countyDutchess County Legislature
2026132
AUTHORIZING AMENDMENT OF FUNDING UNDER THE WORKFORCE INNOVATION AND OPPORTUNITY ACT
- Introduced
- August 9, 2026
- Latest action
- August 9, 2026
- Status
- ADOPTED
- District coverage
- scope: countywide
Document text
Extracted from the official document; OCR may contain errors.
FAMILY & HUMAN SERVICES
RESOLUTION NO. 2026132
RE:
AUTHORIZING AMENDMENT OF FUNDING UNDER THE
WORKFORCE INNOVATION AND OPPORTUNITY ACT
Legislators MUNN, ALEXANDER, ARNOFF, BRENDLI, CASWELL, DRAGO,
KAUL, KEARNEY, LAWLER, REDL, RHODES, SHAH and WINSBY offer the following and
move its adoption:
WHEREAS, the United States Congress enacted the Workforce Innovation and
Opportunity Act (WIOA) to provide the framework for a unique workforce preparation and
employment system designed to meet the needs of businesses and the needs of job seekers and
those who want to further their careers, and
WHEREAS, the New York State Department of Labor has recently provided a Notice of
Obligational Authority (NOA) which sets forth the allocations to Dutchess County for the
operation of:
: PY 26 Title 1-B uh funding for the period of April 1, 2026, through June 30, 2028; and
PY 26 Title 1-B Administration funding for the period of April 1, 2026, through June 30,
2028, and
WHEREAS, PY26 Youth and PY26 Administration are NOAs, thereby allowing an
extension of the term, only, without a separate resolution, now therefore be it,
RESOLVED, that the Commissioner of Finance be and hereby is authorized, empowered
and directed to accept the allocation of funding under the above Youth and accompanying
Administrative programs and amend the following accounts:
APPROPRIATIONS
Increase
CD6292.2026.4843
CD6292.2026.4844
YOUTH
ADMINISTRATION
$446,484
$ 49.610
$496.094
REVENUES
Increase
CD6292.2026.47910.43
CD6292.2026.47910.44
YOUTH
ADMINISTRATION
$446,484
$ 49.610
$496.094
CA-079-26: LM/BPL/riw: G-1263: 7/6/26: Fiscal Impact: See Attached.
STATE OF NEW YORK
ss;
COUNTY OF DUTCHESS
This is to certify that I, the undersigned Clerk of the Legislature of the Countr of Dutchess, have compared the foregoing Resolution with the original
Resolution now on fle in the office of said Clerk, and which was adopted br said Legislature on the 10th dar of August 2026, and the same a true and correct
transcapt of said original Resolution and the whole thereof.
IN NINESS WHEREOF, I AppROVed mr band and seal of said Legislature this 11th da
g/s 2026.
SUSAN J. SERINO
COUNTY EXECUTIVE
Desa AUS: 21,2026
COORDINATION
Initialing indicates information only:
_ County Executive
_ County Attorney (as to form)
S0/62 Finance
DAB/ Comptroller
Budget
de wib
Dutchess County Workforce Investment Board
BUTONE COUNTEI
"Building Partnerships for Workforce Solutions"
MEMORANDUM
TO:
FROM:
DATE:
RE:
Susan J. Serino, County Executive
Louise McLoughlin, DPA, Executive Director,
Dutchess County Workforce Investment Board
July 2, 2026
Resolution Request
Please find attached a Resolution Request form and Fiscal Impact Statement for a resolution
to be presented at the next available Meeting of the County.
EXPLANATION
This resolution request covers the NOA's issued from the New York State Department of Labor
(NYSDOL). The DWIB receives Notices of Authority (NOA) from NYSDOL representing Dutchess
County's allocation from NYS. This NOA reflects our allocation of Program Year 2026 (PY26)
funding under WIOA for Title I-B Youth Program funding and the accompanying administrative
portion.
NOA-$446,483.84
• Program Year PY26
• 4/1/2026 through 6/30/2028
• NOA Number PY26-1
• Youth
• Increase $446,483.84
NOA- $49,609.32
• Program Year PY26
4/1/2026 through 6/30/2028
NOA Number PY26-1
Administration
Increase $49,609.32
Please contact me at 845-463-0517 x204 if you have any questions or require additional information.
3 Neptune Road Poughkeepsic, NY 1260
Telephone (845) 463-0517 Fax (845) 463-0247 www.dcwib.or
The proces asias a is and sen as are ali le elby renes recited rot the dosany of Duchess
ervices are available upon request to individuals with disabilities
FISCAL IMPACT STATEMENT
• NO FISCAL IMPACT PROJECTED
Total Current Year Cost $
Total Current Year Revenue $
and Source
APPROPRIATION RESOLUTIONS
(To be completed by requesting department)
496,094
496,094
ource of County Funds (check one)
7 Transfer of Existing Appropriations
Identify Line Items(s):
• Existing Appropriations,
• Additional Appropriations,
• Contingency,
• Other (explain).
Related Expenses: Amount $
Nature/Reason:
Anticipated Savings to County:
Net County Cost (this year):
Over Five Years:
Additional Comments/Explanation:
Prepared by:
Louise McLoughlin
Prepared On:
July 2, 2026
WORKING FOR YOU
KATHY HOCHUL
Governor
ROBERTA REARDON
Commissioner
June 22, 2026
Ms. Susan J. Serino
County Executive
Dutchess County
Dutchess County Office Building
22 Market Street, 6th Floor
Poughkeepsie, New York 12601
Dear Ms. Serino:
The initial allocation of Program Year 2026 (PY26) funding under the Workforce Innovation and Opportunity
Act's (WIOA) Title I-B Youth Program is available for use for the period April 1, 2026 through June 30, 2028 for
Local Workforce Development Area (LWDA) - Dutchess County.
Attached are the following two documents:
1. Attachment #1 - The Notice of Obligational Authority (NOA) No. PY26-1 allocating WIOA Youth funds to
your local area.
2.
Attachment #2 - The United States Department of Labor's Notice of Award which includes the Federal
Award Terms applicable to both NYS Department of Labor (as the pass-through entity) and your local
area (as the subrecipient).
Any questions concerning this information should be directed to Mr. Nicholas Gratch, State Representative at
315-479-3239.
Sincerely,
Kerry Douglas-Duffy
Kerry Douglas-Duffy
Director
Bureau of Workforce Innovation & Quality
Attachments)
cc:
Dr. Louise McLoughlin
Ms. Amanda Dushaj
Mr. Nicholas Gratch
Mr. John Forte
Mr. Yona Tapuchi
Ms. Rachel Adler
W. Averell Harriman State Office Campus
Building 12, Room 440, Albany, NY 12226| www.labor.ny.gov
NYS Department of Labor
Division of Employment & Workforce Solutions
Program:
Period of Authorization:
NOA Number:
Grantor:
FAIN Youth:
FAIN Adult:
FAIN DW:
OTICE OF OBLIGATIONAL AUTHORITY (NOA
uthorizing Program Year 2025 Workforce Innovation & Opportunity Act (WIO
Title 1-B Funding
WIOA Program Year 2026
Adult & Dislocated Worker - 07/01/2026 through 06/30/2028
Youth - 04/01/2026 through 06/30/2028
PY26-1
Governor of New York through the NYS Department of Labor
26A55AY000198
LWDA Name:
LWDA Assigned Number:
UEl Number:
Subrecipient Contact:
Subrecipient Contact Title:
Program
Adult
Dislocated Worker
Youth
Administration
Dislocated Worker Transferred
for Adult Activities
Adult Transferred for Dislocated
Worker Activities
Representative Name:
Phone Number:
Local Workforce Development Area (LWDA) Subrecipient Information
Dutchess County
60
D3RRG8P2LNQ4
Susan J. Serino
Dutchess County Executive
WIOA Title 1-B
Prior
CFDA #
17.258
17.278
17.259
All Programs
17.278
17.258
Approved Level
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
TOTAL
$0.00
Change
(per this NOA
$0.00
50.00
$446,483.84
$49,609.32
$0.00
$0.00
$496,093.16
NYSDOL Contact Information
Nicholas Gratch
(315) 479-3239
New Level
$0.00
$0.00
$446,483.84
$49,609.32
$0.00
$0.00
$496,093.16
Approval Signature:
Kerry Douglas- Duff
erry Douglas-Duff
Director,
Bureau of Workforce Innovation & Quality
4/1/2026
Department of Labor
Notice of Award
Award# 26ASSAY000198-01-00
FAIN# 26A5SAY000198
Federal Award Date: 06/10/2026
Recipient Information
1. Recipient Name
DEPARTMENT OF LABOR NEW YORK
12 Building State Office Campus
Albany. NY 12240-0001
518-457-1384
2. Congressional District f Recipient
3. Payment System Identifier (ID)
1146013200P3
4. Employer Identification Number (EIN)
146013200
5. Data Universal Numbering System (DUNS)
806780607
6. Recipient's Unique Entity Identifier (UEI)
7. Project Director or Principal Investigator
Ms. Dana Pulitis
Depuly Commissioner of Workforce Development
[email protected]
518-157-0554
8. Authorized Official
Ms. Michelle Daly
Director ol' Finance
[email protected]
(518) +57-2814
Federal Agency Information
ETA Office of Grants Management
9. Awarding Agency Contact Information
Anu Mathew
NIA
Mathew.Anwcedol.gov
202-693-3257
10.Program Official Contact Information
Ms. Kathleen E Banimenia
Federal Projeet Officer
Division of Workince Investment
banimenia.katbleente dol.gov
6177880126
30. Remarks
program activities
Federal Award Information
11. Award Number
26.AS5AY000198-01-00
12. Unique Federal Award Identification Number (FAIN)
26A55AY000198
13. Statutory Authority
Workforce Innovation and Opportunity Act. P.L. 113-128
14. Federal Award Project Title
PY 2026 WIO^ Youth Program
15. Assistance Listing Number
17.259
16. Assistance Listing Program Title
WIOA Youth Activities
17. Award Action Type
18. Is the Award R&D?
Summary Federal Award Financial Information
19. Budget Period Start Date 04/01/2026 - End Date 06/30/2029
20. Total Amount of Federal Funds Obligated by this Action
20a. Direct Cost Amount
20b. Indirect Cost Amount
21. Authorized Carryover
22. Offset
23. Total Amount of Federal Funds Obligated this budget period
24. Total Approved Cost Sharing or Matching, where applicable
25. Total Federal and Non-federal Approved this Budget Period
26. Period of Performance Start Date 01/01:2026 - End Date 06:30/202
27. Total Amount of the Federal Award including Approved
Cost Sharing or Matching this Period of Performance
28. Authorized Treatment of Program Income
ADDITIONAL COSTS
29. Grants Management Officer - Signature
Ms. Jenifer McEnery
Grant Officer
In accordance with Training and Employment Guidance Letter (TEGL) No. 10-25. this Notice ol' Award transmits the PY 2026 allotments for the WOA Tille | Youth
S58,745.749.00
S58,7+5.749.00
$0.00
S0.00
50.00
S0.00
S0.00
$58.745.749.00
S.58,745.749.00
Page 1
Department of Labor
Notice of Award
Award# 26A55AY000198-01-00
FAIN# 26A55AY000198
Federal Award Date: 06/10/2026
Recipient Information
Recipient Name
DEPARTMENT OF LABOR NEW YORK
12 Building State Oflice Campus
Albany, NY 12240-0001
518-457-1384
Congressional District of Recipient
Payment Account Number and Type
1146013200P3
Employer Identification Number (EIN) Data
146013200
Universal Numbering System (DUNS)
806780607
Recipient's Unique Entity Identifier (UEl)
31. Assistance Type
Fonnula Grant
32. Type of Award
Other
34. Accounting Classification Codes
FY-ACCOUNT NO.
DOCUMENT
050174262TBD202001740020265800080000OOO ADOAMO
33. Approved Budget
(Excludes Direct Assistance)
1. Financial Assistance from the Federal Awarding Agency Only
11. Total project costs including grant funds and all other financial participation
a. Salaries and Wages
b. Fringe Benefits
c. TotalPersonnelCosts
d. Equipment
e. Supplies
& Travel
g. Construction
h. Other
i. Contractual
j. TOTAL DIRECT COSTS
k. INDIRECT COSTS
I TOTAL APPROVED BUDGET
m. Federal Share
n. Non-Federal Share
50.00
S0.00
$0.00
S0.00
S0.00
$0.00
S0.00
S58.745,749.00
$0.00
S58,745,749.00
50.00
S58,745,749.00
SS8,745,749.00
50.00
ADMICISDEATIVE
+10023
ASSISTANE
17.254
ANT AST ENCENCIAL APPROPRIATION
S58,745,749.00
0174262713D
Page 2
AWARD ATTACHMENTS
DEPARTMENT OF LABOR NEW YORK
1. Grant Agreement with Terms and Conditions
2. SF-424
26A55AY000198-01-00
PY 2026 Workforce Innovation and Opportunity Act (WIOA)
Youth Program Activities - Annual Funding Agreement
TABLE OF CONTENTS
PART A: GENERAL AWARD, SYSTEM FOR AWARD MANAGEMENT AND
UNIFORM GUIDANCE........
1
A(1.)
A(2.)
A (3.)
APPLICABLE REQUIREMENTS
TRAINING AND EMPLOYMENT GUIDANCE LETTER (TEGL).
1
STANDARD FORM (SF)-424, APPLICATION FOR FEDERAL ASSISTANCE, AND SF-424B,
ASSURANCES AND CERTIFICATIONS
A (4)
A (5.)
A (6.)
A(7.)
A(8.)
A (9.)
A (10.)
FEDERAL PROJECT OFFICER (FPO)
SYSTEM FOR AWARD MANAGEMENT (SAM.GOV)
PROFIT....
SUBAWARDS..
CONTRACTS..
TECHNICAL ASSISTANCE, RESOURCES, AND INFORMATION ...
MONITORING, TECHNICAL ASSISTANCE, AND ADDITIONAL SPECIFIC CONDITIONS OF
AWARD ....
A(ll.)
EVALUATION, DATA, AND IMPLEMENTATION
2
2
2
4
... 4
4
....5
.. 5
.. 6
A(12.) CONFLICT OF INTEREST...
PART B: INDIRECT COSTS, BUDGET, AND COST SHARE...
.. 7
B(1.)
INDIRECT COST RATE AND COST ALLOCATION PLAN
B(2.)
INDIRECT COST RATE - FINANCIAL REPORTING FOR NICRA AND DE MINIMIS..
B(3.)
BUDGET - APPROVED
B(4.)
BUDGET FLEXIBILITY.
B(5.)
NON-FEDERAL COST SHARING.
.. 7
...7
.. 8
8
9
PART C: FUNDS MANAGEMENT.....
C(1.) FUNDS - PAYMENT MANAGEMENT SYSTEM (PMS).
C(2.)
FUNDS - RETURN & REFUNDS
.. 9
9
9
PART D: COSTS - LIMITATIONS, ITEMS, AND RESTRICTIONS..
D(1.)
ADMINISTRATIVE COSTS....
D(2.)
CONSULTANTS.
D(3.)
EQUIPMENT AND OTHER CAPITAL ASSETS
D(4.)
PRE-AWARD COSTS..
D(5.)
PROGRAM INCOME
D(6.)
TRAVEL.
.. 10
. 10
10
..10
.. 11
.. 11
11
D(7.)
TRAVEL - MILEAGE REIMBURSEMENT RATES.
D(8.)
TRAVEL - FOREIGN ...............
D(9.)
CONFERENCES AND CONFERENCE SPACE
.. 12
.. 12
D(10.) HOTEL-MOTEL FIRE SAFETY..
12
D(11.) WIOA INFRASTRUCTURE....
12
D(12.) PAY-FOR-PERFORMANCE CONTRACT STRATEGIES
13
D(13.) PROCUREMENT..
13
PART E: REPORTING, AUDIT, AND CLOSEOUT..
14
E(1.)
REPORTS - FINANCIAL REPORTS..
14
E(2.)
FEDERAL FUNDING ACCOUNTABILITY AND TRANSPARENCY ACT (FFATA OR
TRANSPARENCY ACT) .....
14
E(3.)
INTEGRITY AND PERFORMANCE MATTERS - FAPIIS ..
17
E(4.)
AUDITS...
19
E(5.)
CLOSEOUT/FINAL YEAR REQUIREMENTS..
20
E(6.)
TERMINATION..
20
PART F: NATIONAL POLICY AND RESTRICTIONS.
.. 21
F(1.)
ARCHITECTURAL BARRIERS...
21
F(2.)
DOMESTIC PREFERENCES FOR PROCUREMENTS AND THE BUILD AMERICA, BUY
AMERICA ACT.
21
F(3.)
DRUG-FREE WORKPLACE..
.. 22
F(4.)
FLOOD INSURANCE...
22
F(5.)
INTELLECTUAL PROPERTY RIGHTS, OPEN LICENSING RIGHTS, AND THE BAYH-DOLE
ACT..
22
F(6.)
PUBLIC COMMUNICATIONS - CERTAIN INFORMATION REQUIREMENT ...
.. 23
F(7.)
HARASSMENT PROHIBITED....
23
F(8.)
EQUAL PARTICIPATION OF FAITH-BASED ORGANIZATIONS AND WRITTEN NOTICE OF
BENEFICIARY PROTECTIONS...
24
F(9.)
PERSONALLY IDENTIFIABLE INFORMATION..
26
F(10.)
PUBLICITY AND LOBBYING/ ADVOCACY ..
26
F(11.)
VETERANS' PRIORITY PROVISIONS...
27
F(12.)
WASTE, FRAUD AND ABUSE...
27
F(13.)
WHISTLEBLOWER PROTECTION.
.... 27
F(14.)
EXECUTIVE ORDER 12928 - HISTORICALLY BLACK COLLEGES AND UNIVERSITIES AND
OTHER MINORITY INSTITUTIONS SUCH AS HISPANIC-SERVING INSTITUTIONS AND
TRIBAL COLLEGES AND UNIVERSITIES..
27
F(15.)
EXECUTIVE ORDER 13043 - INCREASING SEAT BELT USE..
28
F(16.)
CIVIL RIGHTS ACT OF 1964 - TITLE VI, PROHIBITION AGAINST NATIONAL ORIGIN
DISCRIMINATION AFFECTING LIMITED ENGLISH PROFICIENT PERSONS
28
F(17.)
COMPLIANCE WITH FEDERAL ANTI-DISCRIMINATION LAWS.
.....28
F(18.)
EXECUTIVE ORDER 13513 - FEDERAL LEADERSHIP ON REDUCING TEXT MESSAGING
WHILE DRIVING .....................
29
F(19.)
SALARY AND BONUS LIMITATIONS
..29
PART G: NATIONAL PROHIBITIONS AND OTHER RESTRICTIONS.
30
G(1.)
CONTRACTING WITH CORPORATIONS WITH FELONY CRIMINAL CONVICTIONS
PROHIBITED...
G(2.)
CONTRACTING WITH CORPORATIONS WITH UNPAID TAX LIABILITIES PROHIBITED ... 30
G(3.)
TRAFFICKING IN PERSONS PROHIBITED
G(4.)
HEALTH BENEFITS COVERAGE FOR CONTRACEPTIVES
G(5.)
HEALTH BENEFITS COVERAGE FOR ABORTIONS RESTRICTED ...
G(6.)
FAIR LABOR STANDARDs ACT AMENDMENT FOR MAJor DISASTERS
G(7.)
BLOCKING PORNOGRAPHY REQUIRED.
G(8.)
PRIVACY AcT....
G(9.)
PROCURING GOODS OBTAINED THROUGH CHILD LABOR PROHIBITED
G(10.)
PROMOTION OF DRUG LEGALIZATION RESTRICTED ...
G(11.)
PURCHASE OF STERILE NEEDLES OR SYRINGES RESTRICTED
G(12.)
RESTRICTIONS AGAINST THE CREATION OR RESEARCH OF EMBRYOS
PART H: ATTACHMENTS.................
H(1.)
PAYMENT MANAGEMENT SYSTEM ACCESS LETTER.
H(2.)
SF-424
30
30
32
33
.. 33
34
.. 34
.. 34
.. 35
...35
.. 35
.. 35
.. 35
35
PART A: GENERAL AWARD, SYSTEM FOR AWARD MANAGEMENT AND
UNIFORM GUIDANCE
A(1.) Applicable Requirements
The recipient of this Federal award must fully comply with the rules and requirements
A(2.)
Guidance Letter (TEGL), and the terms outlined in the award document.
The following authorities apply to your activities under this Federal award. It 1s
ecommended that the award recipient contact DOL when questions arise about what
equirements apply in the event of any inconsistency between the terms and condition
of this Notice of Award (NOA) and other requirements.
• Workforce Innovation Opportunity Act (WIOA).
• Other applicable Federal statutes.
• Consolidated Appropriations Act, 2026, Pub. L. 119-75 (February 3, 2026).
• Implementing Regulations.
• Executive Orders and Presidential Memoranda.
• The Office of Management and Budget (OMB) Guidance, including the Uniform
Guidance at 2 CFR part 200 and DOL regulations at 2 CFR part 2900.
• The U.S. Department of Labor (DOL) directives.
• Terms and conditions of this award.
The funds that are provided under this NOA must be expended according to all
applicable Federal statutes, regulations and policies, including those of the Workforce
Innovation and Opportunity Act (WIOA), the applicable approved WIOA State Plan
(including approved modifications and amendments to the plan), and any waiver plan
approved under WIOA Section 189(i)(3) or Workforce Flexibility (Workflex) plan
approved under WIOA Section 190, the negotiated performance levels and policies
established pursuant to the Secretary's authority under WIOA Section 116, and the
applicable provisions in the appropriations acts).
Training and Employment Guidance Letter (TEGL)
The TEL and any amendments found at TEGL 10-25 | U.S. Department of Labor are
lereby incorporated into this NOA. Award recipients are bound by the authorizations
estrictions, and requirements contained in the TEGL. Therefore, the expenditure o1
funds by the award recipient certifies that your organization has read and will comply
with all the parts that are contained in the NOA.
A (3.)
A(4.)
A (5.)
The funds provided under this NOA must be expended according to all applicable
Federal statutes, regulations, and policies, and the applicable provisions in the
appropriations acts). The funds shall be obligated and expended via a NOA. These
obligations and expenditures may not exceed the amount awarded by the NOA unless
otherwise amended by the ETA.
Standard Form (SF)-424, Application for Federal Assistance, and SF-424B, Assurances
and Certifications
The signed SF-424, Application for Federal Assistance, has been included as an
attachment to this award. The individual who signed the SF-424 on behalf of the
applicant is considered the Authorized Representative of the applicant. As stated in
block 21 of the SF-424 form, the signature of the Authorized Representative on the SF-
424 certifies that the award recipient is in compliance with the Assurances and
Certifications form SF-424B available at Grants.gov'. The award recipient does not need
to submit the SF-424B separately.
Federal Project Officer (FPO)
The name and contact information of the DOL FPO for this award is found on the first
page of the Notice of Award in field #10.
This individual is your main point of contact with DOL. The individual is not
authorized to change any of the terms or conditions of the award or approve prior
approval requests. Any changes to the terms or conditions or prior approvals must be
approved by the Grant Officer by a formally executed award amendment process.
System for Award Management (SAM.gov)
A SAM. gov registration is required for an entity to be able to apply for Federal awards,
to request amendments to existing awards, and to enable them to complete the closeout
process for expiring awards. See Training and Employment Notice (TEN) 18-17- for
additional guidance.
Unless exempt from this requirement under 2 CFR 25.110, the recipient must maintain a
current and active registration in SAM.gov. The recipient's registration must always be
current and active until the recipient submits all final reports required under this Federal
award or receives the final payment, whichever is later. The recipient must review and
update its information in SAM.gov at least annually from the date of its initial
registration or any subsequent updates to ensure it is current, accurate, and complete. If
applicable, this includes identifying the recipient's immediate and highest-level owner
and subsidiaries and providing information about the recipient's predecessors who have
received a Federal award or contract within the last three years.
'https://www.grants.gov/
- https://www.dol.gov/agencies/eta/advisorics/training-and-employment-notice-no-18-17
2
Effective on April 4, 2022, the DUNS Number was replaced by a new, non-proprietary
identifier requested in and assigned by SAM.gov?. This new identifier is called the
Unique Entity Identifier (UEI), or the Entity ID. To learn more about how to access
your VEl, please visit the U.S. General Service Administration (GSA), Unique Entity
Identifier Update webpage*
If the recipient is authorized to make subawards under this Federal award, then the
recipient:
1. Must notify potential subrecipients that no entity may receive a subaward until
the entity has provided its UEl to the recipient.
2. Must not make a subaward to an entity unless the entity has provided its UEl to
the recipient. Subrecipients are not required to complete full registration in
SAM.gov to obtain a UEI.
For the purposes of this award term:
System for Award Management (SAM. gov) is the Federal repository into which a
ecipient must provide the information required for the conduct of business as
ecipient. Additional information about registration procedures may be found it
SAM.gov (currently at https://www.sam.gov).
Entity is defined at 2 CFR 25.400 and includes all of the following types as defined in 2
CFR 200.1:
(1) Non-Federal entity;
(2) Foreign organization;
(3) Foreign public entity;
(4) Domestic for-profit organization; and
(5) Federal agency.
Subaward has the meaning given in 2 CFR 200.1.
Subrecipient has the meaning given in 2 CFR 200.1.
DOL advises Federal financial assistance award recipients registered in SAM.gov to
frequently review their registration information, particularly their financial information
and points of contact. Assistance is available by contacting the Federal Service Desk at
FSD.gov
https://sam.gov/
thttps://www.fsd.gov/gsafsd_sp?id-kh_article view&sysparm_article=KB0041254&ss_kh_id-875189/21bee&d5
4937fa64ce54bcbaa&spa=1
https://www.fsd.gov/gsalsd sp
3
A (6.)
A(7.)
A (8.)
DOL routinely checks the validity of a recipient's SAM. gov registration and verifies that
1e recipient is not included on the excluded parties list before making an award c
pproving an amendment to an existing award. Failure to have an active SAM.go
registration can delay award recipients from receiving their initial award or requesting
amendments to their existing awards.
DOL further encourages award recipients to review the expiration date of their
SAM. gov registration and begin the renewal process well in advance, to ensure that their
registration remains valid. If the award recipient has not logged in and updated its entity
registration record within at least the past 365 days, its record will expire and go inte
inactive status. Timely renewal will ensure that the award recipient can continue to
request and receive amendments to their existing grants, as well as apply for new
funding opportunities. Further, the Employer Identification Number (EIN) must remain
active until the award closeout process is fully completed.
Profit
The recipient and subrecipients are prohibited from earning a profit resulting from the
implementation of this award. As directed in 2 CFR 200.400(g), recipients and
subrecipients may not earn or keep any profit resulting from Federal financial assistance
unless explicitly authorized in the Federal award.
Subawards
A subaward means an award provided by a pass-through entity to a subrecipient for the
subrecipient to contribute to the goals and objectives of the project by carrying out part
of a Federal award received by the pass-through entity. It does not include payments to a
contractor, beneficiary, or participant. A subaward may be provided through any form of
legal agreement consistent with criteria in 2 CFR 200.331, including an agreement the
pass-through entity considers a contract.
The provisions of the Terms and Conditions of this award must be applied to any
subrecipient under this award. The recipient is responsible for ensuring that the Terms
and Conditions and all other information required in 2 CFR 200.332(b) are in all
subaward packages, and monitoring the subrecipient, including to ensure that the
subrecipient complies with all applicable Federal statutes, regulations, and the Terms
and Conditions of this award (2 CFR 200.101(b) and .332).
Contracts
A contract means a legal instrument by which a recipient or subrecipient conducts
procurement transactions under a Federal award. Additional guidance on distinguishing
between a subrecipient and a contractor is provided in 2 CFR 200.331. When procuring
contractors for goods and services, DOL recipients and subrecipients must follow the
procurement requirements, including the requirement for full and open competition,
4
A(9.)
found at 2 CFR 200.318 through 200.327 (except states and Indian tribes, which must
follow 2 CFR 200.317).
Technical Assistance, Resources, and Information
Additional resources, 508-compliant PowerPoints, training, and resources to assist the
award recipient are located on the ETA Resources webpage and the Grants Application
and Management collection page on WorkforceGPS.org.' SMART training® is a
technical assistance initiative sponsored by DOL/ETA to assist its award recipients and
subrecipients in improving its program/project operations through effective grants
management. Please take some time to review the training modules which are focused
on:
A (10.)
Strategies for sound grant management that include:
Monitoring,
Accountability,
Risk mitigation and
Transparency.
Questions regarding the content may be directed to [email protected].
Monitoring, Technical Assistance, and Additional Specific Conditions of Award
All award recipients and subrecipients, including states and territories managing the
Unemployment Insurance programs, may have the specific conditions of their award
adjusted (2 CFR 200.208). A specific condition is based on an analysis of the following
factors:
1. Review of OMB-designated repositories of government-wide data (for example,
SAM.gov) or review of its risk assessment (See 200.206);
2. The recipient's or subrecipient's history of compliance with the terms and
conditions of Federal awards;
3. The recipient's or subrecipient's ability to meet expected performance goals as
described in 2 CFR 200.211; or
4. A determination of whether a recipient or subrecipient has inadequate financial
capability to perform the Federal award.
Specific conditions may include the following:
1. Requiring payments as reimbursements rather than advance payments;
2. Withholding authority to proceed to the next phase until receipt of evidence of
3. Receptable perional or more detailed financial reports;
• https://www.dol.gov/agencies/eta/grants/resources
https://grantsapplicationandmanagement.workforcegps.org/
https://bit.Iv/DOL-SMART
4. Requiring additional project monitoring;
Requiring the recipient or subrecipient to obtain technical or management
assistance; or
6. Establishing additional prior approvals.
Award recipients may be required to obtain technical or compliance assistance through
an established provider/contractor that has been selected or hired by DOL that may
include in-person or remote assistance.
A(11.) Evaluation, Data, and Implementation
Award recipients must cooperate during the implementation of a third-party evaluation.
This means providing DOL or its authorized contractor with the appropriate data and
access to program operating personnel and participants in a timely manner.
A(12.) Conflict of Interest
Recipients and subrecipients of federal assistance must have a written policy in place on
conflicts of interest, including organizational conflicts of interest. The policy must
include the process the recipient or subrecipient will take to identify, avoid, remove, and
remedy conflicts of interest.
Federal assistance recipients must disclose in writing any real or potential conflict of
interest to DOL. The disclosure must notify the Grant Officer through written letter or
email and contain the appropriate grant number.
A conflict of interest occurs when an entity or individual's objectivity becomes impaired
because there is a conflict between personal or self-serving interests and professional
duties or responsibilities. Such a conflict occurs when an organization or individual has
a vested interest, such as financial, status, knowledge, relationships, or reputation, which
puts into question whether their actions, judgment, or decision-making can be
unbiased. A conflict of interest can also arise when actions are taken or may appear to
be taken by any entity involved in more than one role, such that the performance of that
entity in one role affects its interest in its other role, thereby making it difficult for the
entity to perform a grant process objectively and impartially.
A potential conflict of interest occurs when it is reasonably foreseeable that an entity or
individual's objectivity could become impaired in the future due to a conflict between
personal or self-serving interests and professional duties or responsibilities.
An organizational conflict of interest occurs when, because of relationships with a
parent company, affiliate, or subsidiary organization, the recipient or subrecipient is
unable or appears to be unable to be impartial in conducting a grant action involving a
related organization. Such conflicts may be actual or potential.
DOL requires that recipients of Federal funds use them in the best interest of the award
program and therefore grant decisions must be free of undisclosed conflicts of interest
including those that are real or potential conflicts, whether individual or organizational.
6
When there are disclosed conflicts of interest in grant decisions, the recipient must
notify DOL and take remedial action to resolve or mitigate the conflict.
The signatory authority or authorized official identified on the SF-424 applicatio
urther certifies through their signature on the SF-424 application that any potentia
conflict of interest has been identified to the appropriate Grant Officer.
PART B: INDIRECT COSTS, BUDGET, AND COST SHARE
B(1.)
Indirect Cost Rate and Cost Allocation Plan
in award recipient that is claiming indirect costs to a Federal award must have
Vegotiated Indirect Cost Rate Agreement (NICRA), Cost Allocation Plan (CAP), o
elect to utilize the de minimis rate of 15% of modified total direct costs (MTDC).
Indirect costs are costs incurred for a common or joint purpose that benefit more than
one cost objective and are not readily assignable to one cost objective without
specifically benefitting effort disproportionate to the results achieved. Direct costs, by
contrast, can be identified specifically with a particular cost objective, such as a Federal
award, or other internally or externally funded activity that can be directly assigned to
such activities relatively easily with a high degree of accuracy. The association of costs
with a Federal award determines whether costs are direct or indirect.
If the DOL serves as the Federal Cognizant Agency (FCA) for the award recipient, then
the award recipient must work with DOL's Cost & Price Determination Division
(CPDD), which has delegated authority to negotiate and issue a NICRA or CAP on
behalf of the Federal Government. More information about DOL's CPDD is available at
DOL's Cost & Price Determination Division (CPDD) website' which provides
guidelines to help develop indirect cost rates, links to the applicable cost principles, and
contact information. The CPDD also has Frequently Asked Questions to provide general
information about the indirect cost rate approval process and due dates for provisional
and final indirect cost rate proposals.
If a new NICRA is issued during the award period of performance, it must be provided
to DOL within 30 days of issuance. Funds may be re-budgeted as necessary between
direct cost categories as long as they are consistent with the Budget Flexibility term
within this agreement, grant requirements, and DOL regulations on prior approval.
However, the total amount of the award will not be increased.
B(2.)
Indirect Cost Rate - Financial Reporting for NICRA and De Minimis
All award recipients with an approved NICRA or de minimis rate must report indirect
costs on their FINAL ETA-9130 Financial Report. If an award recipient has a NICRA
and a CAP, only the indirect costs tied to the NICRA are reported on the FINAL ETA-
9 https://www.dol.gov/agencies/oasam/centers-offices/office-of-the-senior-procurement-executive/cost-price-
delermination-division
7
B(3.)
B(4.)
9130 Financial Report. However, award recipients are required to submit the CAP
calculation per year during the closeout process. The award recipient may refer to the
ETA-9130 Report for additional guidance.
Budget - Approved
The award recipient's budget documents are attached in this NOA. The documents are:
1) the SF-424, included as Attachment A; 2) the SF-424A, included as Attachment B;
and 3) the Budget Narrative, included as Attachment C. The award recipient must
confirm that all costs are allowable, reasonable, necessary, and allocable before charging
any expense. Pursuant to 2 CFR 2900.1, the approval of the budget as awarded does not
constitute prior approval of those items specified in 2 CFR part 200 and 2 CFR part
2900 or as a part of the grant award as requiring prior approval. The Grant Officer is the
only official with the authority to provide such approval.
Any changes to the budget that impact the Statement of Work (SOW) and agreed-upon
outcomes or deliverables will require a request for amendment and prior approval from
the Grant Officer.
All period of performance extensions, including no-cost and one-time extensions,
require prior approval from the Grant Officer. If the period of performance will include
multiple budget periods, subsequent budget periods are subject to the availability of
tunds, program authority, satisfactory performance, and compliance terms and
conditions of the Federal award.
Unless otherwise authorized in a grant award or cooperative agreement or subsequent
amendment, recipients must expend funds with the shortest period of availability first.
Budget Flexibility
Award recipients are not permitted to make transfers that would cause any funds to be
what for purines other Son and agnese on in times deal prem any budget
request for amendment and approval from the Grant Officer.
Any request for a budget amendment or non-competing extension of the final budget
should be submitted to the Grant Officer, in writing, at least 30 days before the Period of
Performance is scheduled to expire. Such requests usually are for a period of up to 12
months.
As directed in 2 CFR 200.308(i), for programs where the Federal share is over the
Simplified Acquisition Threshold (SAT) (currently $350,000), the transfer of funds
among direct cost categories (for example, personnel, travel, and supplies) or programs,
functions, and activities is restricted such that if the cumulative amount of a transfer
exceeds or is expected to exceed 10% of the total budget, including cost share, as last
approved by the Federal agency, the award recipient must receive prior approval from
8
B(5.)
the Grant Officer. Any changes within a specific cost category on the SF-424A do not
require a grant amendment unless the change results in a cumulative transfer among
direct cost categories exceeding 10% of the total budget. It is recommended that the
assigned Federal Project Officer or point of contact review any within-line changes to
the award recipient's budget prior to implementation to ensure they do not require an
amendment.
For programs where the Federal share of the project is below the SAT of $350,000,
recipients are not required to obtain the Grant Officer's approval when transferring
funds among direct cost categories.
Non-Federal Cost Sharing
This award does not include a cost-sharing requirement.
PART C: FUNDS MANAGEMENT
C(1.) Funds - Payment Management System (PMS)
Upon receipt of a NOA, to draw funds from the U.S. Department of Health and Human
Services (HHS) Payment Management System (PMS) '° an active account must be
established. To establish an account, award recipients must complete an SF-1199A and
PMS Access form (shown as the PMS New User Access Request on the PMS website)
(User Access). Federal award recipients do not need to complete these forms if they
already have an account with PMS.
Pursuant to Executive Order 14222 - "Implementing the President's 'Department of
Government Efficiency' Cost Efficiency Initiative," all grant recipients are prohibited
from directly drawing down general grant funds without the affirmative authorization of
DOL and are required to provide written explanations or support, with specificity, for
requests for each drawdown. DOL is required to record every payment issued by the
agency pursuant to each of the agency's covered contracts and grants, along with a brief,
written justification for each payment. PMS now has a "justification" field wherein grant
recipients must identify the purpose for the Federal funds being drawn down. The
justification is mandatory, and PMS will not accept a payment request if a justification is
not provided.
C(2.)
Funds - Return & Refunds
DOL does not accept paper checks for any type of returned funds. For active grants,
return of funds is to be submitted electronically, via either ACH or wire transfer, through
10 https://pms.psc.gov/
9
the PMS operated by HHS via the same method as a drawdown. For those who have
more than one subaccount and have drawn down funds from the incorrect subaccount',
the correction can be made using the same method as a typical drawdown. For more
information on returning funds to PMS, click here: https://pms.psc.gov/grant-
recipients/returning-funds-interest.html.
For active grants with funds that cannot be returned via PMS, and for grants that have
been cancelled or are expired (typically older than five years), incoming payments,
including returns and recoveries to DOL, must be made via the Pay. gov website. For
more information on returning funds to Pay.gov, click here:
https://www.pay.gov/public/form/start/177233981
If there are questions regarding the return of funds, or your organization no longer has
access to PMS, contact the DOL/ETA, Office of Financial Administration via email at:
ETA-ARteamdol. gov or for other Department agencies, DOL Office of the Chief
Financial Officer, for further assistance.
PART D: COSTS - LIMITATIONS, ITEMS, AND RESTRICTIONS
D(1.) Administrative Costs
Administrative costs are defined at 20 CFR 683.215. Limitations on administrative
costs are described at 20 CFR 683.205. Under no circumstances may the administrative
costs exceed these limits. The award recipient will be monitored for compliance with
the administrative cost limits throughout the grant's period of performance. Any
amounts that exceed these limitations will be disallowed and subject to debt collection.
D(2.) Consultants
For the purposes of this grant award, the Grant Officer has determined that fees paid to a
consultant who provides services under a program shall be limited to $868.00 a day
(representing an eight-hour workday). Such costs must be reasonable, allocable, and
allowable to the program. Any fees paid in excess of this amount cannot be paid without
prior approval from the Grant Officer.
D(3.) Equipment and Other Capital Assets
The prior written approval requirements for equipment (as described in 2 CFR 200.439)
are waived in accordance with 2 CFR 200.308(c)(4) and (g) and 20 CFR 683.200, and
approval authority is delegated to the Governor for programs funded under Section 12'
(Youth) or Section 132 (Adult & Dislocated Worker) of WIOA or under the Wagner-
Peyser Act. Notwithstanding this waiver, the Grant Officer reserves the right to
reimpose the requirement of prior approval, after providing advance notice to the
recipient.
https://pms.psc.gov/grant-recipients/drawdown-correction-payment-request.html
10
Disposition. When equipment acquired under a Federal award is no longer needed for
he original project, program, or for other activities currently or previously supported by
Federal agency, the recipient or subrecipient must request disposition instructions fron
the Federal agency or State if required by the terms and conditions of the Federal award.
See 2 CFR 200.313(e).
D(4.) Pre-Award Costs
All costs incurred by the award recipient prior to the start date specified in the grant
award issued by the Department are incurred at the recipient's own expense.
D(5.) Program Income
The Addition method as described in 2 CFR 200.307 must be used in allocating any
program income generated for this awards award. The award recipient must expend all
program income prior to drawing down any additional funds as required at 2 CFR
200.305(b)(5) and 2 CFR 200.307(b). The DOL will require any program income
remaining at the end of the period of performance to be returned to DOL. In addition,
award recipients) must report program income on the quarterly financial report using
the applicable ETA-9130 or SF-425 reports.
D(6.) Travel
This award waives the prior approval requirement for domestic travel as contained in 2
CFR 200.475. For domestic travel to be an allowable cost, it must be necessary,
allowable, reasonable, allocable, and conform to the recipient's or subrecipient's written
policies and procedures. All travel must also comply with the Fly America Act (49 USC
40118), which states in part that any air transportation, regardless of price, must be
performed by, or under a code-sharing arrangement with, a U.S. Flag air carrier if
service provided by such carrier is available.
D(7.) Travel - Mileage Reimbursement Rates
Pursuant to 2 CFR 200.475(a), recipients and subrecipients may charge travel costs on
an actual cost basis, on a per diem or mileage basis, or a combination of the two,
provided the method used is applied to an entire trip and not to selected days of the trip.
The method used must be consistent with those normally allowed in like circumstances
in the recipient's or subrecipient's other activities and in accordance with the recipient's
or subrecipient's established written travel reimbursement policies. In the absence of an
established written policy regarding travel costs, the rates and amounts established under
5 U.S.C. 5701-11 ("Travel and Subsistence Expenses; Mileage Allowances"), by the
Administrator of General Services, or by the President (or their designee) pursuant to
any provisions of such subchapter must apply to travel under Federal awards (48 CFR
11
D(8.)
31.205-46(a)). Mileage rates must be checked annually at GSA's Privately Owned
Vehicle (POV) Mileage Reimbursement Rates webpage' to ensure compliance.
Travel - Foreign
Funds that are awarded and authorized to carry out an activity under WIOA, Subtitle B
cannot be used for foreign travel.
D(9.) Conferences and Conference Space
Conferences sponsored in whole or in part by the award recipient are allowable if the
information on the requirements and the allowability of costs associated with
conferences, refer to 2 CFR 200.432. Recipients will be held accountable to the
requirements in 2 CFR 200.432. Therefore, costs that do not comply with 2 CFR
200.432 will be questioned and may be disallowed.
D(10.) Hotel-Motel Fire Safety
Pursuant to 15 U.S.C. 2225a, the recipient must ensure that all space for conferences and
conventions or training seminars funded in whole or in part with Federal funds complies
with the protection and control guidelines of the Hotel and Motel Fire Safety Act (P.L.
101-391, as amended). Recipients may search the Hotel-Motel National Master List'' to
see if a property is in compliance, or to find other information about the Act.
D(11.) WIOA Infrastructure
WIOA, Section 121(b)(1)(B) and 20 CFR 678.400 require the following programs to be
One-Stop partners:
1. WIOA, Title I programs: Adult, Dislocated Worker, and Youth formula
programs, Job Corps, YouthBuild, Native American programs, National
Dislocated Worker Grants (DWG), and NFJP;
Wagner-Peyser Act Employment Service (ES) program authorized under the
Wagner-Peyser Act (29 U.S.C. 49 et seq.), as amended by WIOA, Title III;
3. SCSEP authorized under Title V of the Older Americans Act of 1965;
4. Trade Adjustment Assistance (TAA) activities authorized under Chapter 2 of
Title II of the Trade Act of 1974;
5. Unemployment Compensation (UC) programs; and
6. Jobs for Veterans State Grants (JVSG) programs authorized under Chapter 41 of
Title 38, U.S.C.
1'https://www.gsa.gov/travel/plan-a-trip/transportation-airfarc-rates-pov-rates-ctc/privately-owned-vchiclc-pov-
mileage-reimbursement?gsaredirect=mileage
https://apps.usfa.fema.gov/hotel/
12
With the exception of Native American programs established under WIOA, Section 166
all One-Stop partner programs, including all programs that are funded under Title I of
WIOA, are required to contribute to the infrastructure costs and certain additional costs
of the One-Stop delivery system in proportion to their use and relative benefits received,
per 20 CFR 678.700 and 678.760. While Native American programs are not required to
contribute to infrastructure costs per WIOA Section 121(h)(2)(D)(iv), they are strongly
encouraged to contribute as stated in TEGL No. 17-16.'4 The sharing and allocation of
infrastructure costs between One-Stop partners is governed by WIOA Section 121(h),
WIOA's implementing regulations, and the Uniform Guidance at 2 CFR parts 200 and
2900.
If not deemed a required one-stop partner, it is strongly recommended that the award
recipient partner with the local WIOA one-stop delivery system in its service areas.
The one-stop system can assist with referrals, labor market information, and many other
services that will directly benefit the management and performance of your grant. The
one-stop system also provides access to a wide range of publicly- and privately-funded
education, employment, training, and supportive services while also providing high-
quality customer service to job seekers, workers, and businesses.
D(12.) Pay-For-Performance Contract Strategies
If any subrecipients (Local Workforce Development Boards (LWDBs)) of the award
recipient elect to set aside funds for pay-for-performance (PFP) contract strategies under
20 CFR 683.520, a separate grant agreement must be created to administer these funds.
The award recipient must provide sufficient notice to the Grant Officer, through its FPO,
of any LWDB's decision to reserve up to 10% of its total local Adult/Dislocated Worker
or Youth allotment for PFP contract strategies so that a new grant agreement can be
issued to cover those funds. The award recipient should inform its FPO as soon as an
amount to be reserved under this provision has been finalized.
D(13.) Procurement
The Uniform Guidance (2 CFR 200.317) requires States and Indian Tribes (as defined in
2 CFR 200.1) to follow the same procurement policies and procedures they use for
procurements with non-Federal funds. If such policies and procedures do not exist,
States and Indian Tribes must follow the procurement standards in 200.318 through
200.327. In addition to their own policies and procedures, they must also comply with 2
CFR 200.321, 200.322, 200.323, and 200.327. All other recipients and subrecipients,
including subrecipients of a State or Indian Tribe, must follow the procurement
standards in 200.318 through 200.327. States must also follow the requirements
regarding the competitive selection of One-Stop Operators at WIOA Sections 121(d)
and 123.
+ https://www.dol.gov/agencies/eta/advisories/training-and-employment-guidance-letter-no-17-16
13
PART E: REPORTING, AUDIT, AND CLOSEOUT
E(1.) Reports - Financial Reports
All ETA award recipients are required to submit quarterly financial and narrative
progress reports for each award.
1) Financial Reports. All ETA award recipients are required to report financial
lata on the ETA-9130 Financial Report. Reporting quarter-end dates are March
31, June 30, September 30, and December 31. ETA-9130 reports are due no late
than 45 calendar days after the end of each specified reporting quarter. Due to the
onfiguration of the Payment Management System (PMS), the ETA-913
nancial report for the quarter ending March 31st is due on May 16t
Quarter End Date
March 315t
June 30th
September 30th
December 31"
Quarterly ETA-9130 Due Date
May 16"h
August 15th
November 15'h
February 15th
A final financial report must be submitted no later than 120 calendar days after
eriod of performance date ends. For additional guidance on ETA's financia
eporting, reference ETA-9130 Financial Reporting Resources
The instructions for accessing both the online financial reporting system and cash
drawdowns using the HHS PMS can be found in the transmittal memo
accompanying this NOA.
E(2.)
Federal Funding Accountability and Transparency Act (FFATA or Transparency Act)
The prime recipient is responsible for reporting quality subaward data to SAM.gov that
is subsequently displayed on USAspending.gov. Federal award and subawar
descriptions are critical to informing the public of Federal spending by providing th
public with an understanding of the purpose of the Federal award provided to the
recipient. Recipients should include descriptions about award-specific activities and
avoid acronyms or Federal or agency-specific terminology.
Note that the following language is found in Appendix A to 2 CFR part 170 and contains
language pertaining to the Federal Funding Accountability and Transparency Act
(FFATA) of 2006 Subaward Reporting System (FSRS). As of March 2025, FSRS has
been moved to SAM.gov. Applicable to grants and cooperative agreements:
I. REPORTING SUBAWARDS AND EXECUTIVE COMPENSATION
(a) Reporting of first-tier subawards —
14
(1) Applicability. Unless the recipient is exempt as provided in paragraph (d) of
this award term, the recipient must report each subaward that equals or exceeds
$30,000 in Federal funds for a subaward to an entity or Federal agency. The
recipient must also report a subaward if an amendment increases the Federal
funding to an amount that equals or exceeds $30,000. All reported subawards
should reflect the total amount of the subaward.
(2) Reporting Requirements.
(i) The recipient must report each subaward described in paragraph (a)(1)
of this award term to the Federal Funding Accountability and
Transparency Act Subaward Reporting System (FSRS) at
http://www./srs.gov
(ii) For subaward information, report no later than the end of the month
following the month in which the subaward was issued. (For example, if
the subaward was made on November 7, 2025, the subaward must be
reported by no later than December 31, 2025).
(b) Reporting total compensation of recipient executives for entities —
(1) Applicability. The recipient must report the total compensation for each of the
recipient's five most highly compensated executives for the preceding completed
fiscal year if:
(i) The total Federal funding authorized to date under this Federal award
equals or exceeds $30,000;
(ii) in the preceding fiscal year, the recipient received:
(A) 80 percent or more of the recipient's annual gross revenues
from Federal procurement contracts (and subcontracts) and
Federal awards (and subawards) subject to the Transparency Act;
and
(B) $25,000,000 or more in annual gross revenues from Federal
procurement contracts (and subcontracts) and Federal awards (and
subawards) subject to the Transparency Act; and,
(iii) The public does not have access to information about the
compensation of the executives through periodic reports filed under
section 13(a) or 15(d) of the Securities Exchange Act of 1934 (15 U.S.C.
78m(a), 780(d))'S or section 6104 of the Internal Revenue Code of 1986
after receiving this subaward. (To determine if the public has access to
the compensation information, see the U.S. Security and Exchange
Commission total compensation filings at http://www.sec.gov/answers/
execomp.htm.)
(2) Reporting Requirements. The recipient must report executive total
compensation described in paragraph (b)(I) of this appendix:
(i) As part of the recipient's registration profile at https://www.sam.gov.
(ii) No later than the month following the month in which this Federal
award is made, and annually after that. (For example, if this Federal
award was made on November 7, 2025, the executive total compensation
must be reported by no later than December 31, 2025.)
"https://www.govinto.gov/content/pkg/USCODE-2023-title15/pdf/USCODE-2023-title15-chap2B-sec78m.pdf
15
(c) Reporting of total compensation of subrecipient executives—
(1) Applicability. Unless a first-tier subrecipient is exempt as provided in
paragraph (d) of this appendix, the recipient must report the executive total
compensation of each of the subrecipient's five most highly compensated
executives for the subrecipient's preceding completed fiscal year, if:
(i) The total Federal funding authorized to date under the subaward
equals or exceeds $30,000;
(ii) In the subrecipient's preceding fiscal year, the subrecipient received:
(A) 80 percent or more of its annual gross revenues from Federal
procurement contracts (and subcontracts) and Federal awards (and
subawards) subject to the Transparency Act; and,
(B) $25,000,000 or more in annual gross revenues from Federal
procurement contracts (and subcontracts), and Federal awards
(and subawards) subject to the Transparency Act; and
(iii) The public does not have access to information about the
compensation of the executives through periodic reports filed under
section 13(a) or 15(d) of the Securities Exchange Act of 1934 (15 U.S.C.
78m(a), 780(d))' or section 6104 of the Internal Revenue Code of
1986after receiving this subaward. (To determine if the public has access
to the compensation information, see the U.S. Security and Exchange
Commission total compensation filings at http://www.sec.gov/answers/
execomp.him.)
(2) Reporting Requirements. Subrecipients must report to the recipient their
executive total compensation described in paragraph (c)(1) of this appendix. The
recipient is required to submit this information to the Federal Funding
Accountability and Transparency Act Subaward Reporting System (FSRS) at
http://www.fsrs.gov no later than the end of the month following the month in
which the subaward was made. (For example, if the subaward was made on
November 7, 2025, the subaward must be reported by no later than December 31,
2025).
(d) Exemptions. (1) A recipient with gross income under $300,000 in the previous tax
year is exempt from the requirements to report:
(I) Subawards, and
(ii) The total compensation of the five most highly compensated
executives of any subrecipient.
(e) Definitions.
For purposes of this award term:
Entity includes:
(1) Whether for-profit or nonprofit:
(i) A corporation;
(ii) An association;
lhttps:/www.govinfo.gov/content/pkg/USCODE-2023-title15/pd//USCODE-2023-title15-chap2B-sec78m.pdf
16
E(3.)
(iii) A partnership;
(iv) A limited liability company;
(v) A limited liability partnership;
(vi) A sole proprietorship;
(vii) Any other legal business entity;
(vili) Another grantee or contractor that is not excluded by subparagraph
(2); and
(ix) Any State or locality;
(2) Does not include:
(i) An individual recipient of Federal financial assistance; or
(ii) A Federal employee.
Executive means an officer, managing partner, or any other employee holding a
management position.
Subaward has the meaning given in 2 CFR 200.1
Subrecipient has the meaning given in 2 CFR 200.1
Total Compensation means the cash and noncash dollar value an executive earns during
an entity's preceding fiscal year. This includes all items of compensation as prescribed in
17 CFR 229.402(c)(2).
Integrity and Performance Matters - FAPIIS
I. REPORTING OF MATTERS RELATED TO RECIPIENT INTEGRITY AND
PERFORMANCE
(a) General Reporting Requirement.
(1) If the total value of your active grants, cooperative agreements, and
procurement contracts from all Federal agencies exceeds $10,000,000 for any
SAM.gov), about civil, criminal, or administrative proceedings described in
paragraph (b) of this award term is current and complete. This is a statutory
requirement under section 872 of Public Law 110-417, as amended (41 U.S.C.
• As required by section 3010 of Public Law 111-212'9
, all information
posted in responsibility/qualification records in SAM.gov on or after April 15,
2011 (except past performance reviews required for Federal procurement
https://www.govinfo.gov/content/pkg/PLAW-110publ417/pdf/PLAW-I10publ417.px
Is https://www.govinfo.gov/content/pkg/USCODE-2023-title41/pdf/USCODE-2023-titlc41-subtitlel-divsnB-
chap23-sec2313.pdl
19 https://www.govinfo.gov/content/pkg/PLAW-111publ212/pdf/PLAW-111publ212.pdf
17
(b) Proceedings About Which You Must Report.
(1) You must submit the required information about each proceeding that—
(i) Is in connection with the award or performance of a grant, cooperative
agreement, or procurement contract from the Federal Government;
(ii) Reached its final disposition during the most recent five-year period;
(ill) Is one of the following
(A) A criminal proceeding that resulted in a conviction;
(B) A civil proceeding that resulted in a finding of fault and
liability and payment of a monetary fine, penalty, reimbursement,
restitution, or damages of $5,000 or more;
(C) An administrative proceeding that resulted in a finding of
fault and liability and your payment of either a monetary fine or
penalty of $5,000 or more or reimbursement, restitution, or
damages in excess of $100,000; or
(D) Any other criminal, civil, or administrative proceeding if-
(1) It could have led to an outcome described in paragraph
(b)(1)(iii)(A) through (C);
(2) It had a different disposition arrived at by consent or
compromise with an acknowledgment of fault on your
part; and
(3) The requirement in this award term to disclose
information about the proceeding does not conflict with
applicable laws and regulations.
(c) Reporting Procedures. Enter the required information in SAM. gov for each
proceeding described in paragraph (b) of this award term. You do not need to submit the
information a second time under grants and cooperative agreements that you received if
you already provided the information in SAM. gov because you were required to do so
under Federal procurement contracts that you were awarded.
(d) Reporting Frequency. During any period of time when you are subject to the
requirement in paragraph (a) of this award term, you must report proceedings
information in SAM. gov for the most recent five-year period, either to report new
information about a proceeding that you have not reported previously or affirm that
there is no new information to report. If you have Federal contract, grant, and
cooperative agreement awards with a cumulative total value greater than $10,000,000,
you must disclose semiannually any information about the criminal, civil, and
administrative proceedings.
(e) Definitions. For purposes of this award term—
Administrative proceeding means a non-judicial process that is adjudicatory in
nature to make a determination of fault or liability (for example, Securities and
Exchange Commission Administrative proceedings, Civilian Board of Contract
Appeals proceedings, and Armed Services Board of Contract Appeals
proceedings). This includes proceedings at the Federal and State level but only in
18
connection with the performance of a Federal contract or grant. It does not
include audits, site visits, corrective plans, or inspection of deliverables.
Conviction means a judgment or conviction of a criminal offense by any court of
competent jurisdiction, whether entered upon a verdict or a plea, and includes a
conviction entered upon a plea of nolo contendere.
The total value of currently active grants, cooperative agreements, and
E(4.) Audits
Single (organization-wide) or program-specific audits must be performed in accordance
with 2 CFR part 200, subpart F, the Audit Requirements of the Uniform Guidance. Non-
federal entities (as defined in 2 CFR 200. 1) that expend $1,000,000 or more in a year
from any Federal awards must have an audit conducted for that year in accordance with
the requirements contained in subpart F. All audit reports produced under subpart F are
submitted through the Federal Audit Clearinghouse. For-profit entities are excluded
from the requirements found in Subpart F of the Uniform Guidance (2 CFR 200.501(i));
however, in accordance with 2 CFR 200.503(c), DOL requires for-profit recipients that
meet the audit determination threshold outlined in 2 CFR 200.501(a) to conduct a
program-specific audit in accordance with generally accepted government auditing
standards (GAGAS).
The updated audit and major program determination thresholds of $1,000,000 apply to
grant recipient fiscal years beginning on or after October 1, 2024.
For fiscal years beginning before October 1, 2024, auditors must adhere to the version of
the Uniform Guidance in effect prior to October 1 and must not apply any compliance
requirements from the 2024 Uniform Guidance revisions.
For grant recipients who would like an extension on their audit report submission??, they
should first contact their assigned FPO.
All submissions will need to be made through the new FAC (Federal Audit
Clearinghouse)?' hosted by GSA, except for for-profit organizations, which must follow
applicable ETA guidance.
20https://www.dol.gov/sites/dolgov/files/ETA/advisorics/TEN/2024/TEN%2011-24/TEN%2011-
24%20%28Accessible%20PDF%29.pdf
https://www.fac.gov/
19
E(5.) Closeout/Final Year Requirements
At the end of the grant period, the award recipient will be required to close the grant
with the DOL. The grant award and cooperative agreement recipient will be notified
approximately 15 days prior to the end of the period of performance that the closeout
process will begin when the period of performance ends. See ETA's Grant Closeout
webpage? for further information on the closeout process. The recipient's
responsibilities at closeout may be found at 2 CFR 200.344.23 During the closeout
process, the award recipient must be able to provide documentation for all direct and
indirect costs that are incurred. For instance, if an organization is claiming indirect costs,
the required documentation is a NICRA or CAP issued by the award recipient's FCA.
For those approved to utilize a de minimis rate for indirect costs, the grant agreement or
cooperative agreement is sufficient documentation. Not having documentation for direct
or indirect costs will result in costs being disallowed and subject to debt collection.
Administrative costs associated with the closeout activities of a Federal award (for
example, salaries of personnel preparing final reports, publication and printing costs,
costs associated with the disposition of equipment and property, and related indirec
costs) are allowable through your NICRA, CAP, de minimis, or directly charged, a
applicable, before the final Federal financial report is due (see 2 CFR 200.472(b)). Such
costs cannot exceed any administrative cost limitation. The only liquidation that can
occur during closeout is the liquidation of accrued expenditures (NOT financial
obligations) for goods and/or services received during the period of performance
specified in this award (see 2 CFR 2900).
E(6.) Termination
Per 2 CFR 200.340, the Federal award may be terminated in part or its entirety as
follows:
1. By DOL, if the recipient fails to comply with the terms and conditions of the
award;
2. By DOL with the consent of the recipient, in which case the two parties must
agree upon the termination conditions, including the effective date and, in the
case of partial termination, the portion to be terminated;
3. By the recipient upon sending to the Grant Officer written notification setting
forth the reasons for such termination, the effective date, and, in the case of
partial termination, the portion to be terminated. However, if DOL determines in
the case of partial termination that the reduced or modified portion of the award
will not accomplish the purposes for which the award was made, DOL may
terminate the award in its entirety; or
/https://www.dol.gov/agencies/eta/grants/management/closcout)
2 https://www.cel.gov/current/title-2/subtitle-A/chapter-ll/part-200/subpart-D/subject-group-
ECFR682eb6ibfabcde2/section-200.344
20
4. By DOL, to the greatest extent authorized by law, if the award no longer
effectuates the program goals or agency priorities.
When an award is terminated in part or its entirety, the recipient remains responsible for
compliance with the closeout and post-closeout requirements in 2 CFR 200.344 and
200.345.
PART F: NATIONAL POLICY AND RESTRICTIONS
F(1.) Architectural Barriers
The Architectural Barriers Act of 1968, 42 U.S.C. 4151 et seq., as amended, the Federa
Property Management Regulations (see 41 CFR 102-76), and the Uniform Federa.
Accessibility Standards issued by the U.S. General Services Administration (GSA) (see
36 CFR 1191, Appendixes C and D) set forth requirements to make facilities accessible
to, and usable by, the physically handicapped and include minimum design standards.
All new facilities designed or constructed with grant support must comply with these
requirements.
F(2.) Domestic Preferences for Procurements and the Build America, Buy America Act
The recipient or subrecipient should, to the greatest extent practicable and consistent
with law, provide a preference for the purchase, acquisition, or use of goods, products, or
materials produced in the United States (including but not limited to iron, aluminum,
steel, cement, and other manufactured products). The reguirements of 2 CFR 200.322
must be included in all subawards, contracts, and purchase orders under this award.
For purposes of the paragraph above:
(1) "Produced in the United States" means, for iron and steel products, that all
manufacturing processes, from the initial melting stage through the application of
coatings, occurred in the United States.
(2) "Manufactured products" means items and construction materials composed
in whole or in part of non-ferrous metals such as aluminum; plastics and
polymer-based products such as polyvinyl chloride pipe; aggregates such as
concrete; glass, including optical fiber; and lumber.
These funds must be expended consistent with the requirements of 41 U.S.C. 8301-
8303, commonly referred to as the Buy American Act (BAA). See WIOA section
502(a), 29 U.S.C. 3342(a). In the case of any equipment or product that may be
authorized to be purchased with financial assistance provided using funds made
available under WIOA title I or the Wagner-Peyser Act (29 U.S.C. 49 et seq.), it is the
sense of Congress that entities receiving the assistance should, in expending the
assistance, purchase only American-made equipment and products.
21
F(3.) Drug-Free Workplace
The Drug-Free Workplace Act of 1988, 41 U.S.C. 702 et seq., and 2 CFR 182 require
that all award recipients receiving awards from any Federal agency maintain a drug-tree
workplace. The award recipient must notify the awarding office if an employee of the
recipient is convicted of violating a criminal drug statute. Failure to comply with these
requirements may be cause for suspension, termination, or debarment.
F(4.)
Flood Insurance
The Flood Disaster Protection Act of 1973, as amended, 42 U.S.C. 4001 et seq., provides
that no Federal financial assistance to acquire, modernize, or construct property may be
provided in communities in the United States identified as flood-prone unless the
community participates in the National Flood Insurance Program and flood insurance is
purchased within 1 year of the identification. The flood insurance purchase requirement
applies to both public and private applicants for DOL support. Lists of flood-prone areas
that are eligible for flood insurance are published in the Federal Register by the Federal
Emergency Management Agency (FEMA).
F(5.) Intellectual Property Rights, Open Licensing Rights, and the Bayh-Dole Act
The Federal Government reserves a paid-up, nonexclusive and irrevocable license to
reproduce, publish or otherwise use, and to authorize others to use for Federal purposes:
the copyright in all products developed under the grant, including a subgrant or contract
under the grant or subgrant; and any rights of copyright to which the award recipient,
subrecipient or a contractor purchases ownership under an award (including but not
limited to curricula, training models, technical assistance products, and any related
materials). Such uses include, but are not limited to, the right to modify and distribute
such products worldwide by any means, electronically or otherwise.
Federal funds may not be used to pay any royalty or license fee for the use of a
copyrighted work, or the cost of acquiring by purchasing a copyright in a work, where
the DOL has a license or rights of free use in such work, although they may be used to
pay costs for obtaining a copy which is limited to the developer/seller costs of copying
and shipping.
If revenues are generated by selling products developed with grant funds, including
intellectual property, these revenues are considered as program income. Program income
must be used in accordance with the provisions of this grant award and 2 CFR 200.307.
The following language must be on all workforce products developed in whole or in part
with grant funds:
"This workforce product was funded by a grant awarded by the U.S.
Departinent of Labor (DOL)'s Employment and Training Administration.
The product was created by the recipient and does not necessarily reflect
the official position of DOL. DOL makes no guarantees, warranties, or
22
assurances of any kind, express or implied, with respect to such
information, including any information on linked sites and including, but
not limited to, accuracy of the information or its completeness, timeliness,
usefulness, adequacy, continued availability, or ownership. This product
is copyrighted by the institution that created it."
As required at 2 CFR 2900.13, any intellectual property developed under a
discretionary Federal award process must be in a format readily accessible and
available for open licensing to the public, which allows subsequent users to copy.
distribute, transmit, and adapt the copyrighted work and attribute the work in the
manner specified by the recipient.
All small business firms, and non-profit organizations (as defined in the link
below, and including Institutions of Higher Education) must adhere to the Bayh-
Dole Act, which requirements are provided at 37 CFR 401.3(a) and Bayh-Dole
Act Required ETA Grant Term.24 To summarize, these requirements describe the
ownership of intellectual property rights and the government's nonexclusive,
nontransferable, irrevocable, paid-up license to use any invention conceived or
first actually reduced to practice in the performance of work under this grant
award. These requirements are in addition to those found in the Intellectual
Property Rights term above.
F(6.) Public Communications - Certain Information Requirement
As provided in Pub.L. 119-75, the requirements of Division B, Title V, Section 505
apply. When issuing statements, press releases, requests for proposals, bid solicitations,
and other documents describing projects or programs funded in whole or in part with
Federal money, all recipients and subrecipients receiving Federal funds shall clearly
state:
1) The percentage of the total costs of the program or project which will be financed
with Federal money;
2) The dollar amount of Federal funds for the project or program; and
3) The percentage and dollar amount of the total costs of the project or program that
will be financed by non-governmental sources.
The requirements of this term are separate from those in 2 CFR Part 200 and, when
applicable, both must be complied with.
F(7.)
Harassment Prohibited
The award recipient and any subrecipients are prohibited from engaging in harassment
of an individual based on race, color, religion, sex, national origin, age, disability, or
political affiliation or belief, or, for beneficiaries, applicants, and participants only,
based on citizenship status or participation in any WIOA Title I-financially assisted
*https://www.dol.gov/sites/dolgov/files/ETA/grants/pdfs/BayhDoleGrantTerm.pdf
23
program or activity. Harassing conduct of this type is a violation of the
nondiscrimination provisions of WIOA and of 29 CFR Part 38.
1. Unwelcome sexual advances, requests for sexual favors, or offensive remarks
about a person's race, color, religion, sex, national origin, age, disability, political
affiliation or belief, or citizenship or participation, and other unwelcome verbal
or physical conduct based on one or more of these protected categories
constitutes unlawful harassment on that basis(es) when:
i.
Submission to such conduct is made either explicitly or implicitly a term
or condition of accessing the aid, benefit, service, or training of, or
employment in the administration of or in connection with, any WIOA
itle I-financially assisted program or activity; ot
ii.
Submission to, or rejection of, such conduct by an individual is used as
the basis for limiting that individual's access to any aid, benefit, service,
training, employment from, or employment in the administration of or in
connection with, any WIOA Title I-financially assisted program or
activity; or
iii.
Such conduct has the purpose or effect of unreasonably interfering with
an individual's participation in a WIOA Title I-financially assisted
program or activity creating an intimidating, hostile, or offensive
program environment.
2. Harassment because of sex includes harassment based on gender identity or
sexual orientation; harassment based on failure to comport with sex stereotypes;
and harassment based on pregnancy, childbirth, and related medical conditions.
Sex-based harassment may include harassment that is not sexual in nature but
that is because of sex or where one sex is targeted for the harassment.
F(8.) Equal Participation of Faith-Based Organizations and Written Notice of Beneficiary
Protections
On March 4, 2024, the United States Department of Labor, along with eight other
agencies, issued the final rule Partnerships With Faith-Based and Neighborhood
Organizations. The rule is available at 29 CFR 2.30 through 2.41.
(a) Under this final rule, a faith-based organization that participates in this award
program retains its independence from Federal, State, and local Governments and
may continue to carry out its mission consistent with religious freedom and
conscience protections in Federal law.
(b) A faith-based organization may not use direct Federal financial assistance, whether
received through an award or subaward, to support or engage in any explicitly
religious activities. An organization receiving Federal financial assistance also must
not, in providing services funded by DOL, or in conducting outreach activities
related to such services, discriminate against a program beneficiary or prospective
program beneficiary on the basis of religion, a religious belief, a refusal to hold a
religious belief, or a refusal to attend or participate in a religious practice.
24
(c) Notice to beneficiaries of programs supported by direct Federal financial
assistance. Any organization providing services to beneficiaries under programs
supported by direct Federal financial assistance from DOL, and any entity
responsible for disbursing Federal funds as part of a program of indirect Federal
financial assistance administered by DOL, must give the written notice shown
below to beneficiaries and prospective beneficiaries:
Name of Organization:
Name of Program:
Type of Federal Financial Assistance: DIRECT
Contact Information for Program Staff: (provide name, phone number, and
email address, if appropriate)
Because this program is supported in whole or in part by financial assistance
from the Federal Government, we are required to let you know that:
(1) We may not discriminate against you on the basis of religion, a religious
belief, a refusal to hold a religious belief, or a refusal to attend or participate
in a religious practice;
(2) We may not require you to attend or participate in any explicitly religious
tivities (including activities that involve overt religious content such
orship, religious instruction, or proselytization) that are offered by ol
organization, and any participation by you in such activities must be purely
voluntary:
(3) We must separate in time or location any privately funded explicitly
religious activities (including activities that involve overt religious content
such as worship, religious instruction, or proselytization) from activities
supported with direct Federal financial assistance;
(4) You may report violations of these protections, including any denials of
services or benefits by an organization, by contacting or filing a written
complaint with the U.S. Department of Labor's Civil Rights Center, 200
Constitution Avenue NW, Room N-4123, Washington, DC 20210, or by
email to [email protected]; and
(5) If you would like to seek information about whether there are any other
federally funded organizations that provide these kinds of services in your
area, please call toll-free 1-877-US2-JOBS (1-877-872-5627) or TTY 1-8/1-
889-5627.
25
This written notice must be given to you before you enroll in the program or receive
available opportunity.
F(9.) Personally Identifiable Information
The award recipients) must recognize and safeguard Personally Identifiable Information
(PII) except where disclosure is allowed by prior written approval of the Grant Officer
or by court order. Award recipients must meet the requirements in TEGL No. 39-11,
Guidance on the Handling and Protection of PII25
In accordance with TEN 21-2326, if it is the practice of the grant recipient to publish
NOAs on a website accessible to the public, the Department recommends that the grant
recipient redact or mask the Payment System ID to prevent unauthorized use of your
accounts by fraudsters. Grant award or cooperative agreement recipients should email
[email protected] if they find that payments have been paid to a bank
account other than their registered bank account. The subject line should read: Urgent!
Payment Request Deposited to Incorrect Bank Account.
F(10.) Publicity and Lobbying/Advocacy
Publicity - As provided in Pub.L. 119-75, the requirements of Division B, Title V,
Section 503 apply. The award recipient is not authorized to use any funds provided
under this award—-other than for normal and recognized executive-legislative
relationships—for publicity or propaganda purposes, for the preparation, distribution or
use of any kit, pamphlet, booklet, publication, electronic communication, radio,
television, or video presentation, designed to support or defeat legislation pending
before the Congress or any state or local legislature or legislative body, except in
presentation to the Congress or any state or local legislature itself, or designed to support
or defeat any proposed or pending regulation, administrative action, or order issued by
the executive branch of any state or local government, except in presentation to the
executive branch of any state or local government itself.
Lobbying/Advocacy - As provided in Pub.L. 119-75, the requirements of Division B,
Title V, Section 503 apply. No federal funds may be used to pay the salary or expenses
of any grant recipient, or an agent acting for such recipient, related to any activity
designed to influence the enactment of the legislation, appropriations, regulation,
administrative action, or executive order proposed or pending before the Congress or
any state government, state legislature or local legislature or legislative body, other than
for normal and recognized executive-legislative relationships or participation by an
25 https://www.dol.gov/agencies/eta/advisories/training-and-employment-guidance-letter-no-39-11
26https://www.dol.gov/sites/dolgov/files/ETA/advisories/TEN/2023/TEN92021-23/TEN%2021-
23%20%28Aceessible%20PD%29.pdf
26
agency or officer of a state, local or tribal government in policymaking and
administrative processes within the executive branch of that government.
F(11.) Veterans' Priority Provisions
38 U.S.C.4215 requires award recipients or subrecipients to provide priority service to
veterans and spouses of certain veterans for the receipt of employment, training, and
placement services in any job training program directly funded, in whole or in part, by
the DOL. The regulations implementing this priority of service can be found at 20 CFR
Part 1010. In circumstances where an award recipient or subrecipient must choose
between two qualified candidates for a service, one of whom is a veteran or eligible
spouse, the veterans' priority of service provisions require that the award recipient or
subrecipient give the veteran or eligible spouse priority of service by first providing him
or her that service. To obtain priority of service, a veteran or spouse must meet the
program's eligibility requirements. Award recipients and subrecipients must comply
with the DOL guidance on veterans' priority. ETA's TEGL No. 10-092 provides
guidance on implementing priority of service for veterans and eligible spouses in all
qualified job training programs funded in whole or in part by DOL.
F(12.) Waste, Fraud and Abuse
No entity receiving Federal funds may require employees or contractors of such entity
seeking to report fraud, waste, or abuse to sign internal confidentiality agreements or
statements prohibiting or otherwise restricting such employees or contractors from
lawfully reporting such waste, fraud, or abuse to a designated investigative or law
enforcement representative of a Federal department or agency authorized to receive such
information.
F(13.) Whistleblower Protection
All employees working for contractors, grant recipients, subcontractors, subgrantees/
subrecipients, and recipients of cooperative agreements working on this Federal award
are subject to the whistleblower rights and remedies established at 41 U.S.C. 4712. The
award recipient shall inform its employees and applicable contractors and subrecipients,
in writing, in the predominant language of the workforce, of employee whistleblower
rights and protections under 41 U.S.C. 4712, as described in 3.900 through 3.906 of the
Federal Acquisition Regulation. The award recipient shall insert the substance of this
clause in all subawards and contracts over the Simplified Acquisition Threshold.
F(14.) Executive Order 12928 - Historically Black Colleges and Universities and other
Minority Institutions such as Hispanic-Serving Institutions and Tribal Colleges and
Universities
Pursuant to Executive Order (EO) 12928, the award recipient is strongly encouraged to
provide subcontracting/subgranting opportunities to Historically Black Colleges and
Universities and other Minority Institutions such as Hispanic-serving institutions and
/ https://www.dol.gov/agencies/eta/advisories/training-and-employment-guidance-letter-no-10-09
27
Tribal Colleges and Universities; and to Small Businesses Owned and Controlled by
Socially and Economically Disadvantaged Individuals.
F(15.) Executive Order 13043 - Increasing Seat Belt Use
Pursuant to EO 13043, Increasing Seat Belt Use in the United States, dated April 16,
1997, the award recipients are encouraged to adopt and enforce on-the-job seat belt
policies and programs for their employees when operating company-owned, rented, or
personally owned vehicles.
F(16.) Civil Rights Act of 1964 - Title VI, Prohibition Against National Origin Discrimination
Affecting Limited English Proficient Persons
Pursuant to Title VI of the Civil Rights Act of 1964 and resulting agency guidance,
national origin discrimination includes discrimination on the basis of limited English
proficiency (LEP). To ensure compliance with Title VI, award recipients must take
reasonable steps to ensure that LEP persons have meaningful access to programs in
accordance with DOL's Policy Guidance on the Prohibition of National Origin
Discrimination as it Affects Persons with Limited English Proficiency, 68 FR 32290 28
(May 29, 2003); see also Appendix to 29 CFR 38.9 - Guidance to Recipients.?9
Meaningful access may entail providing language assistance services, including oral and
written translation, where necessary. Award recipients are encouraged to consider the
need for language services for LEP persons served or encountered both in developing
budgets and in conducting programs and activities. For assistance and information
regarding your LEP obligations, go to LEP.gov.
F(17.) Compliance with Federal Anti-Discrimination Laws
By accepting this award, recipients agree and certify (and agree to require any
subrecipients or contractors to certify) they will comply with all applicable Federal anti-
discrimination laws in connection with the Federal award, including Title VI and Title
VII of the Civil Rights Act, Title IX of the Education Amendments, Section 504 of the
Rehabilitation Act, the Americans with Disabilities Act, the Age Discrimination Act,
and Section 188 of the Workforce Innovation and Opportunity Act.
Remedies for non-compliance with Federal anti-discriminatory laws:
• Withholding/Termination. DOL may, in discretion and consistent with law
and regulation, withhold payment, suspend or terminate the award (in whole
or in part), and/or require a corrective action plan.
28 https://www.govinfo.gov/content/pkg/FR-2003-05-29/html/03-13125.htm
9 https://www.ccft.gov/current/title-29/subtitle-A/part-38/subpart-A/section-38.9
28
• FCA and Other Remedies. Nothing herein limits the Government's rights or
remedies under the False Claims Act, Program Fraud Civil Remedies Act,
suspension/debarment regulations, or other applicable law.
F(18.) Executive Order 13513 - Federal Leadership On Reducing Text Messaging While
Driving
Pursuant to EO 13513, Federal Leadership On Reducing Text Messaging While Driving,
dated October 1, 2009, award recipients and subrecipients are encouraged to adopt and
enforce policies that ban text messaging while driving company-owned or - rented
vehicles or government-owned vehicles (GOV), or while driving privately-owned
vehicles (POV) when on official Government business or when performing any work for
or on behalf of the Government. Award recipients and subrecipients are also encouraged
to conduct initiatives of the type described in section 3(a) of this order.
F(19.) Salary and Bonus Limitations
As provided in Pub.L. 119-75, the requirements of Division B, Title I, Section 105
apply. Award recipients and subrecipients shall not use funds to pay the salary and
bonuses of an individual, either as direct costs or as indirect costs, at a rate in excess of
Executive Level II. The Executive Level II salary may change yearly and is located on
the OPM gov website?. The salary and bonus limitation applies to all ETA
appropriated awards, but it does not apply to contractors (vendors) providing goods and
services as defined in 2 CFR 200.331. Where States are recipients of such funds, States
may establish a lower limit for salaries and bonuses of those receiving salaries and
bonuses from subrecipients, taking into account factors including the relative cost-of-
living in the State, the compensation levels for comparable State or local government
employees, and the size of the organizations that administer Federal programs involved
including DOL programs. See TEGL 10-243 for additional information.
When preparing indirect cost proposals, recipients and subrecipients must disclose
salary breakdowns to their Federal cognizant agency (FCA) or pass-through entity so
that they can properly assess compliance with TEGL 10-24. An example of proposed
salary breakdowns is provided in Exhibit B', as part of "A Guide for Indirect Cost Rate
Determination 33", Section III, Examples of Exhibits to Support Indirect Cost Proposals
on CPDD's website.
To determine unallowable compensation in excess of TEL 10-24, refer to this link
(https://www.dol.gov/sites/dolgov/files/OASAM/lcgacy/files/ETA-JC-SalaryCAP-
Calculation.xlsx) in CPDD's website. Grant recipients may contact CPDD for any
guidance or questions.
30 https://www.opm.gov/policy-data-oversight/pay-leave/salaries-wages/
31 https://www.dol.gov/agencies/eta/advisories/tegl-10-24
32 https://www.dol.gov/sites/dolgov/files/OASAM/legacy/liles/DCDWebExhibitsA12?_Commercial.xlsx
3 https://www.dol.gov/sites/dolgov/files/OASAM/legacy/files/DCD-2-CFR-Guide.pdf
29
After evaluating and disallowing costs (when applicable) in excess of TEGL 10-24, the
CA or pass-through entity should issue applicable rates compliant with thi
quirement. Note that the same Excel file could also be used to determine unallowab
direct compensation in excess of TEGL 10-24. Unallowable direct costs must remain as
part of the indirect cost allocation base.
PART G: NATIONAL PROHIBITIONS AND OTHER RESTRICTIONS
G(1.) Contracting with Corporations with Felony Criminal Convictions Prohibited
The award recipient may not knowingly enter into a contract, memorandum of
understanding, or cooperative agreement with, make a grant to, or provide a loan or loan
guarantee to, any corporation that was convicted of a felony criminal violation under any
Federal law within the preceding 24 months.
G(2.) Contracting with Corporations with Unpaid Tax Liabilities Prohibited
The award recipient may not knowingly enter into a contract, memorandum of
understanding, or cooperative agreement with, make a grant to, or provide a loan or loan
guarantee to, any corporation that has any unpaid Federal tax liability that has been
assessed, for which all judicial and administrative remedies have been exhausted or have
lapsed, and that is not being paid in a timely manner pursuant to an agreement with the
authority responsible for collecting the tax liability.
G(3.) Trafficking in Persons Prohibited
2 CFR 175.200 establishes a government-wide award term for grants and cooperative
agreements to implement the requirement in regard to Trafficking in persons.
a) Provisions applicable to a recipient that is a private entity.
1. Under this award, the recipient, its employees, subrecipients under this
award, and subrecipient's employees must not engage in:—
. Severe forms of trafficking in persons; o
The procurement of a commercial sex act during the period o
time that this award or any subaward is in effect; or
The use of forced labor in the performance of this award or
iv.
any subaward; or
Acts that directly support or advance trafficking in persons,
including the following acts:
(A) Destroying, concealing, removing, confiscating, or
otherwise denying an employee access to that employee's
identity or immigration documents;
(B) Failing to provide return transportation or pay for return
transportation costs to an employee from a country outside
the United States to the country from which the employee
was recruited upon the end of employment if requested by
the employee, unless:
30
(1) Exempted from the requirement to provide or pay for
such return transportation by the Federal department or
agency providing or entering into the grant or cooperative
agreement; or
(2) The employee is a victim of human trafficking seeking
victim services or legal redress in the country of
employment or a witness in a human trafficking
enforcement action;
(C) Soliciting a person for the purpose of employment, or
offering employment, by means of materially false or
fraudulent pretenses, representations, or promises
regarding that employment;
(D) Charging recruited employees a placement or recruitment
fee; or
(E) Providing or arranging housing that fails to meet the host
country's housing and safety standards.
2. DOL as the Federal awarding agency may unilaterally terminate this
award or take any remedial actions authorized by 22 U.S.C. 7104b(c),
without penalty, if any private entity under this award:
i.Is determined to have violated a prohibition in paragraph a)l.
of this award term; or
ii.Has an employee who is determined to have violated a
prohibition in paragraph a)1. of this award term through
conduct that is either—
(A) Associated with performance under this award; or
(B) Imputed to you (the recipient) or the subrecipient using
the standards and due process for imputing the conduct
of an individual to an organization that are provided in
2 CFR Part 180, "OMB Guidelines to Agencies on
Governmentwide Debarment and Suspension
(Nonprocurement)," as implemented by our agency at
2 CFR Part 2998.
b. Provision applicable to a recipient other than a private entity.
1. DOL as the Federal awarding agency may unilaterally terminate this
award or take any remedial actions authorized by 22 U.S.C. 71046(c),
without penalty, if a subrecipient that is a private entity under this
award.
i.
Is determined to have violated a prohibition in paragraph
il. Has an
a)l. of this award term; or
Has an employee who is determined to have violated a
prohibition in paragraph a) 1. of this award term through
conduct that is either-
(A). Associated with performance under this award; or
(B). Imputed to the subrecipient using the standards and due
process for imputing the conduct of an individual to an
organization that are provided in 2 CFR part 180, "OMB
31
C.
Guidelines to Agencies on Governmentwide Debarment
and Suspension (Nonprocurement)," as implemented by
our agency at 29 CFR Part 98.
Provisions applicable to any recipient.
1. The recipient must inform DOL and the DOL Office of the Inspector
General immediately of any information you (the recipient) receive from
any source alleging a violation of a prohibition in paragraph a)1. of this
award term.
2.
DOL's right to unilaterally terminate this award as described in paragraph
a.2 or b.l of this award term:
i.
Implements the requirements of 22 U.S.C. 78, and
Is in addition to all other remedies for noncompliance that
are available to DOL under this award.
3. The award recipient must include the requirements of paragraph a)l. of
this award term in any subaward the award recipient makes to a private
d. Definitions. For purposes of this award term:
1.
"Employee" means either:
An individual employed by the award recipient or a
subrecipient who is engaged in the performance of the
project or program under this award; or
Another person engaged in the performance of the project
or program under this award and not compensated by the
recipient including, but not limited to, a volunteer or
individual whose services are contributed by a third party
as an in-kind contribution toward cost-sharing
requirements.
2. "Private Entity" means any entity, including for-profit organizations,
hospitali. The termioes not inions of reign pedic enthies, Indian
process," "coercion," "debt bondage," and "involuntary servitude"
have the meanings given at section 103 of the TVPA, as amended (22
U.S.C. 7102).
G(4.) Health Benefits Coverage for Contraceptives
Federal funds received under this award may not be used to enter into or renew a
contract that includes a provision for prescription drug coverage unless the contract also
includes a provision for contraceptive coverage. This requirement does not apply to
contracts with 1) the religious plans Personal Care's HMO and OSF Health Plans, Inc.
and 2) any existing or future plan if the carrier for the plan objects to such coverage on
the basis of religious beliefs.
32
In implementing this section, any plan that enters into or renews a contract may not
subject any individual to discrimination on the basis that the individual refuses to
prescribe or otherwise provide for contraceptives because such activities would be
contrary to the individual's religious beliefs or moral convictions. Nothing in this term
shall be construed to require coverage of abortion or abortion-related services.
G(5.) Health Benefits Coverage for Abortions Restricted
As provided in Pub.L. 119-75, the requirements of Division B, Title V, Section 506 and
507 apply. Federal funds received under this award may not be expended for health
benefits coverage that includes coverage of abortions, except when the pregnancy is the
result of rape or incest, or in the case where a woman suffers from a physical disorder,
physical injury, or physical illness, including a life-endangering physical condition
caused by or arising from the pregnancy itself that would, as certified by a physician,
place the women in danger of death unless an abortion is performed. This restriction
does not prohibit any recipient or subrecipient from providing health benefits coverage
for abortions when all funds for that specific benefit do not come from a Federal source.
Additionally, no funds made available through this award may be provided to a State or
local government if such government subjects any institutional or individual healthcare
entity to discrimination on the basis that the healthcare entity does not provide, pay for,
provide coverage of, or refer for abortions.
G(6.) Fair Labor Standards Act Amendment for Major Disasters
As provided in Pub.L. 119-75, the requirements of Division B, Title I, Section 108
apply. The Fair Labor Standards Act of 1938 (FLSA) will apply as if the following
language was added to Section 7 (the Maximum Hours Worked Section). This language
specifically relates to occurrences of a major disaster (as declared or designated by the
state or federal government) and is applied for a period of two years afterward. The
language is as follows:
"(s)(1) The provisions of this section [maximum hours worked] shall not apply
for a period of 2 years after the occurrence of a major disaster to any employee
(A) employed to adjust or evaluate claims resulting from or relating to such
major disaster, by an employer not engaged, directly or through an affiliate,
in underwriting, selling, or marketing property, casualty, or liability
insurance policies or contracts;
(B) who receives from such employer on average weekly compensation of
not less than $591.00 per week or any minimum weekly amount
established by the Secretary, whichever is greater, for the number of weeks
such employee is engaged in any of the activities described in subparagraph
(C); and
(C) whose duties include any of the following:
(i)
interviewing insured individuals, individuals who suffered
injuries or other damages or losses arising from or relating to
a disaster, witnesses, or physicians;
33
(11)
(111)
inspecting property damage or reviewing factual information
to prepare damage estimates;
evaluating and making recommendations regarding coverage
or compensability of claims or determining liability or value
(IV)
negotiating settlements; or
making recommendations regarding litigation.
(2) The exemption in this subsection shall not affect the exemption provided by
section 13(a)(1) (of the FLSA.
(3) For purposes of this subsection—
(A) the term "major disaster' means any disaster or catastrophe declared or
designated by any State or Federal agency or department;
(B) the term 'employee employed to adjust or evaluate claims resulting
(c)hom the wages, lace and am an his by red om players, ship or
control of 25% or more of the outstanding shares of any class of voting
securities of one or more companies, directly or indirectly, controls, i
G (7.)
Blocking Pornography Required
As provided in Pub.L. 119-75, the requirements of Division B, Title V, Section 520
apply. No Federal funds received under this award may be used to maintain or establish
a computer network unless such network blocks the viewing, downloading, and
exchanging of pornography.
G(8.) Privacy Act
No funds can be used in contravention of 5 U.S.C. 552a (the Privacy Act) or regulations
implementing the Privacy Act.
G(9.) Procuring Goods Obtained Through Child Labor Prohibited
As provided in Pub.L. 119-75, the requirements of Division B, Title I, Section 103
apply. No Federal funds received under this award may be obligated or expended for the
procurement of goods mined, produced, manufactured, or harvested or services
rendered, in whole or in part, by forced or indentured child labor in industries and host
countries identified by the DOL prior to February 3, 2026. DOL has identified these
34
goods and services on ILAB's List of Products Produced by Forced or Indentured Child
Labor webpage34
G(10.) Promotion of Drug Legalization Restricted
As provided in Pub.L. 119-75, the requirements of Division B, Title V, Section 509
apply. No Federal funds received under this award shall be used for any activity that
promotes the legalization of any drug or other substance included in Schedule I of the
schedules of controlled substances established under Section 202 of the Controlled
Substances Act except for normal and recognized executive-congressional
communications or where there is significant medical evidence of a therapeutic
advantage to the use of such drug or other substance or that federally sponsored clinical
trials are being conducted to determine therapeutic advantage.
G(11.) Purchase of Sterile Needles or Syringes Restricted
As provided in Pub.L. 119-75, the requirements of Division B, Title V, Section 525
apply. No Federal funds received under this award shall be used to purchase sterile
needles or syringes for the hypodermic injection of any illegal drug. This limitation does
not apply to the use of funds for elements of a program other than making such
purchases if the relevant State or local health department, in consultation with the
Centers for Disease Control and Prevention, determines that the State or local
jurisdiction, as applicable, is experiencing, or is at risk for, a significant increase in
hepatitis infections or an HIV outbreak due to injection drug use, and such program is
operating in accordance with State and local law.
G(12.) Restrictions Against the Creation or Research of Embryos
As provided in Pub.L. 119-75, the requirements of Division B, Title V, Section 508
apply. No Federal funds received under this award shall be used for (1) the creation of a
human embryo or embryos for research purposes; or (2) research in which a human
embryo or embryos are destroyed, discarded, or knowingly subjected to risk of injury or
death greater than that allowed for research on fetuses in utero under 45 CFR 46.204(b)
and section 498(b) of the Public Health Service Act (42 U.S.C. 289g(b)). For purposes
of this term, the term "human embryo or embryos" includes any organism, not protected
as a human subjected under 45 CFR 46 as of March 23, 2024, that is derived by
ertilization, parthenogenesis, cloning, or any other means from one or more huma
PART H: ATTACHMENTS
H(1.) Payment Management System Access Letter
H(2.) SF-424
3+ https://www.dol.gov/agencies/ilab/reports/chiki-labor/list-of-produets
35
Payment Management System Access Letter
(For payment draw-down and financial reporting)
U.S. Department of Labor/ETA
Office of Grants Management
200 Constitution Avenue, N.W. - Room N-4716
Washington, D.C. 20210
Dear Recipient:
Congratulations on your recent award. This document provides instructions on how to access
your arenaina fine: anem P, operated by she uS. Department of ali an asi
luman Services (HHS)
All grant recipients must have an ID.me account to gain access to PMS.
Establishing your ID.me account is the first step in the PMS process. User access
requests for grant recipients will only be approved if you have an ID.me account. If yor
have questions related to creating an ID.me account or need technical assistance with
accessing PMS via ID.me, instructions and additional guidance can be found at
https://xms.hhs.gov/help/job-aids/help_pages.html.
For Existing PMS Users
If your organization has previously received a grant or cooperative agreement with ETA, a PMS
account already exists, and it's where you can find your new grant award funding. The front
page of your grant award will have the following information to help access your funding in
• The last eight digits of the Federal Award Identification Number (item 12) of the new
grant or cooperative agreement (e.g., XXI23456),
Award amount (item 20), and
•
The PMS Employer Identification Number (EIN) (item 3) (e.g., 1123456789X1) where
the new grant or cooperative agreement funding resides under a payee account (e.g.,
Sh43B).
Recipients may add or amend account access and banking information using the links below.
• To add or remove PMS account access for your organization, please visit:
https://pms.psc.gov/grant-recipients/user-access.html
• To add a bank account to your PMS account, please visit:
https://pms.psc.gov/grant-recipients/banking-add-change.html
• For information on rejected banking requests, please visit:
https://pms.psc.gov/grant-recipients/banking-add-change.html
For new PMS Users
When issuing a grant award, a PMS account has been set up for your organization. A payee
account (e.g., 5h43B) also has been established, and it's where you can find funding for your
new grant award. The front page of your grant award will have the following information to
access your account:
The last eight digits of the Federal Award Identification Number (item 12) of the new
grant or cooperative agreement (e.g., XX123456),
Award amount (item 20), and
The 12-digit PMS Employer Identification Number (EIN) (item 3) (e.g., 1123456789X1)
where the new grant or cooperative agreement funding resides under a payee account
(e.g., 5h43B) must match the SF-1199a.
As a new PMS user, you will need to add or amend account access and banking information
using the links below.
• To add or remove PMS account access for your organization, please visit:
'https://pms.psc.gov/grant-recipients/user-access.html
To add a bank account to your PMS account, please visit:
https://pms.psc.gov/grant-recipients/banking-add-change.html
All banking requests must include the SF-1199A Direct Deposit Sign-up form.
When completing the SF-1199A, the Claim or Payroll ID Number is the organization's
12-digit PMS Employer Identification Number (EIN) which must match the 12-digit
PMS EIN on the grant or cooperative agreement document.
Submitting Federal Financial Reports in PMS
Recipients must report quarterly financial data on the ETA-9130 Financial Report, which is due
as shown below:
Quarter End Date
Quarterly ETA-9130 Due Date
March 31
May 16
June 30
August 15
September 30
November 15
December 31
February 15
A final financial report for the last quarter of the period of performance must be submitted no
later than 120 calendar days after the expiration of the grant period of performance. Additional
information on financial reporting can be found in TEGL No. 16-22 and TEGL No. 16-22.
Change 1.
A final FFR must be submitted no later than 120 calendar days after the expiration of the grant
period of performance.
Recipients must submit financial reports through PMS. Recipient staff who are
submitting/certifying financial reports on behalf of their organization must log in to PMS and
update their permissions to request access to the financial report forms.
• For general instructions on financial report submission, visit:
https://pms.psc.gov/grant-recipients/ffr-updates.html
• Grant Recipients' financial reports can be found by: Login PMS → select "Menu" →
Federal Financial Reporting → Federal Financial Reporting.
A Financial Report User Guide can be found by: Login PMS → select "Menu" →
Federal Financial Reporting → FFR Grantee User Guide.
PMS Help Desk
If you need assistance with your PMS account, information on the PMS Helpdesk can
be found at https://pms.psc.gov/support/help-desk.html.
Please contact the PMS Help Desk at (877) 614-5533 or [email protected]
Recipients may also submit a service ticket online and access more services using the
Self-Service Web Portal at: https://gditshared.servicenowservices.com/hhs_pms
SF-424
OMB Number: 4040-0004
Expiration Date: 03/31/2029
Application for Federal Assistance SF-424
*1. Type of Submission:
I Preapplication
X Application
• Changed/Corrected Application
• 3. Date Received:
105/20/2026
* 2. Type of Application:
X New
• Continuation
• Revision
• If Revision, select appropriate letters):
• Other (Specify):
4. Applicant Identifier:
5a. Federal Entity Identifier:
5b. Federal Award Identifier:
State Use Only:
6. Date Received by State:
7. State Application Identifier:
8. APPLICANT INFORMATION:
• a Legal Name: New York Department of Labor
*b. Employer/Taxpayer Identification Number (EN/TIN):
14-6013200
• c. UB:
GOD 6N8X0SLUB
d. Address:
• Sreet1:
Sreet2:
• aty:
County/Parish:
• Sate:
Province:
• Country:
•Zip / Postal Code:
State Office Building Campus,
Building 12
Albany
NY: New York
USA: UNITED STATES
12225-2088
e. Organizational Unit:
Department Name:
NYS Department of Labor
Division Name:
O.N.D.
f. Name and contact information of person to be contacted on mattersinvolving this application:
Prefix:
Middle Name:
• Last Name:
Suffix:
Ms.
• First Name:
Dana
Politis
Title:
Deputy Commissioner of Workforce Development
Organizational Affiliation:
• Telephone Number:
(518) 457-0554
* Email: [email protected]
Fax Number:
Tracking Number:GRANT14639827
Funding Opportunity Number:ETA-TEGL-10-25-YOUTH Received Date:May 20, 2026 04:24:39 PM EDT
Application for Federal Assistance SF-424
* 9. Type of Applicant 1: Select Applicant Type:
A: State Government
Type of Applicant 2: Select Applicant Type:
Type of Applicant 3: Select Applicant Type:
* Other (specily):
• 10. Name of Federal Agency:
Employment and Training Administration
11. Assistance Listing Number:
17.259
Assistance Listing Title:
WIDA Youth Activities
* 12. Funding Opportunity Number:
ETA-TEGL -10-25 -YOUTH
• Title:
Forteorce innovarion and Opportuniry AcE (NIO) rauch Program Allotmenes for Pragran Year (BY)
13. Competition Identification Number:
ETA -TEGL-10-25-YOUTH
Title:
Workforce Innovation and Opportunsty AsE (7308) Your Progran Allotrenis for Progran Yoar (28)
14. Areas Affected by Project (Cities, Counties, States, etc.):
Add Attachment
Delete Attachment
View Attachment
* 15. Descriptive Title of Applicant's Project:
New York's PY 2026 WIOA Allotment
for Youth
Activities.
Indirect Costs for this award are
estimated
at $0.00.
Attach supporting documents as specified in agency instructions.
Add Attachments
Delete Attachments View Attachments
Tracking Number:GRANT14639827
Funding Opportunity Number:ETA-TEGL-10-25-YOUTH Received Date:May 20, 2026 04:24:39 PM EDT
Application for Federal Assistance SF-424
16. Congressional Districts Of:
•a Applicant
NX-020
Attach an additional list of Program/Project Congressional Districts if needed.
•b. Program/Project
INY-ALL
Add Attachment Delete Attachment View Attachment
17. Proposed Project:
*a Start Date: 04/01/2026
18. Estimated Funding ($):
* a. Federal
•b. Applicant
*c. State
* d. Local
* e. Other
* f. Program Income
*g. TOTAL
• b. End Date:
58,745, 749.00
0.001
0.00
0.00
0.00
0.00
58, 745, 749.00
* 19. Is Application Subject to Review By State Under Executive Order 12372 Process?
a. This application was made available to the State under the Executive Order 12372 Process for review on
b. Program is subject to EO. 12372 but has not been selected by the State for review.
c. Program is not covered by EO. 12372.
* 20. Isthe Applicant Delinquent On Any Federal Debt? (If "Yes," provide explanation in attachment.)
Yes
X No
If "Yes", provide explanation and attach
06/30/2029
Add Attachment
Delete Attachment
View Attachment
administrative penalties. (U.S. Code, Title 18, Section 1001)
X** I AGREE
in The fit of certifications and assurances, or an internet site where you may obtain this lit, is contained in the announcement or agency specific.
Authorized Representative:
Prefix:
Ms.
Middle Name:
• Last Name:
Daly
Suffix:
• Title:
• First Name:
Michelle
Director of Finance
• Telephone Number: (518) 457-2914
• Email: [email protected]
• Sgnature of Authorized Representative:
Fax Number:
Michelle Daiy
• Date Signed:
/05/20/2026
Tracking Number:GRANT14639827
Funding Opportunity Number:ETA-TEGL-10-25-YOUTH Received Date:May 20, 2026 04:24:39 PM EDT
Family and Human Services Committee Roll Call
District
District 16 - Fishkill and Beacon
Name
Valdés Smith*
Yes
District 9 - City of Poughkeepsie
District 20 - Red Hook, Tivoli, and Rhinebeck
Atkins*
Munn*
District 3 - LaGrange Polasek*
District 12 - East Fishkill Metzger*
District 2 - LaGrange, Pleasant Valley & Town of Poughkeepsie
Arnoff (C)
District 19 - North East, Stanford, Pine Plains, Milan & Red Hook
Drago
District 24 - Dover and Pawling
House
District 6 - Town of Poughkeepsie
Kaul (VC)
District 17 - Town and Village of Fishkill
McHoul
District 5 - Town of Poughkeepsie
Shah
District 14 - Wappinger and Town of Poughkeepsie
Winsby
Present:
Absent:
Vacant:
12
Resolution:
Motion:
Total :
12
Yes
Abstentions:
No
No
2026132 AUTHORIZING AMENDMENT OF FUNDING UNDER THE WORKFORCE
INNOVATION AND OPPORTUNITY ACT
Roll Call Sheets
District Last Name YES NO
District 16 - Fishkill and Beacon Valdés Smith
District 9 - City of Poughkeepsie Atkins
District 20 - Red Hook, Tivoli, and Rhinebeck Munn
District 3 - LaGrange Polasek
District 12 - East Fishkill Metzger
District 1 - Town of Poughkeepsie Redl
District 2 - LaGrange, Pleasant Valley & Town of Poughkeepsie Arnoff
District 4 - Hyde Park and Town of Poughkeepsie Lawler
District 5 - Town of Poughkeepsie Shah
District 6 - Town of Poughkeepsie Kaul
District 7 - Hyde Park and Pleasant Valley Darrow
District 8 - City and Town of Poughkeepsie Brendli
District 10 - City of Poughkeepsie Johnson
District 11 - Clinton, Pleasant Valley, and Rhinebeck Kearney
District 13 - East Fishkill and Wappinger Giles
District 14 - Wappinger and Town of Poughkeepsie Winsby
District 15 - Wappinger Faust
District 17 - Town and Village of Fishkill McHoul
District 18 - City of Beacon and Fishkill Rhodes
District 19 - North East, Stanford, Pine Plains, Milan & Red Hook Drago
District 21 - East Fishkill Caswell
District 22 - Beekman and Union Vale Tresca
District 23 - Pawling, Beekman and East Fishkill Rolison
District 24 - Dover and Pawling House
District 25 - Amenia, Washington, Pleasant Valley & Millbrook Alexander
X
X
X
X
X
X
X
X
X
X
X
X
ABSENT
X
X
X
X
X
X
ABSENT
X
X
X
X
X
23
Present: ____
2
Absent: ____
Vacant: ____
Resolution: ____
Motion: ____
23 0
Total : ______ ______
Yes No
Abstentions: ____
CONSENT AGENDA: RESOLUTIONS 2026123, 124, 125, 126, 127, 128, 129, 130, 132, 133, 135, 137