PERSONS REQUIRED TO FILE AN ANNUAL STATEMENT OF FINANCIAL DISCLOSURE PURSUANT TO THE DUTCHESS COUNTY CODE OF ETHICS

GOVERNMENT SERVICES & ADMINISTRATION RESOLUTION NO. 2026042 RE: PERSONS REQUIRED TO FILE AN ANNUAL STATEMENT OF FINANCIAL DISCLOSURE PURSUANT TO THE DUTCHESS COUNTY CODE OF ETHICS Legislators VALDÉS SMITH, MUNN, BRENDLI, CASWELL, KAUL, LAWLER, RHODES and SHAH offer the following and move its adoption: required a financial disclosure for certain officers and employees of the County of Dutchess, and WHEREAS, pursuant to the aforementioned Local Law, the new Code of Ethics became effective on January 1, 2020, and WHEREAS, Local Law No. 2 of 2019 requires the County to pass a resolution with a list of persons required to file an Annual Statement of Financial Disclosure, now therefore be it RESOLVED, prior Resolution Nos. 2020039, 2020184, 2022026, 2023029, 2024040, and 2025022 which provided lists of persons required to file an annual statement of financial disclosure are hereby repealed and replaced, and the following persons are hereby required to file an Annual Statement of Financial Disclosure, in accordance with all requirements set forth in the County's Code of Ethics: AGING, OFFICE FOR Director, Office for the Aging Assistant Director, Office for the Aging BOARD OF ELECTIONS Elections Commissioners Deputy Elections Commissioners Elections Administrators BOARD OF ETHICS Board Members BUDGET OFFICE Budget Director Senior Budget Analyst Budget Analyst CENTRAL AND INFORMATION SERVICES Commissioner of Central and Information Services Deputy Commissioners of Central and Information Services Director of Central Services Purchasing Agent Assistant Purchasing Agent Network Administrators Senior Network Administrator Cyber Security Administrator Infrastructure Manager Infrastructure Administrator COMMUNITY AND FAMILY SERVICES Commissioner of Community and Family Services Deputy Commissioners of Community and Family Services Director of Administrative Services Director of Fiscal Services Directors of Services Asst, to the Commissioner for Program Planning & Evaluation Special Assistant to Commissioner Assistant Commissioner for Youth Services Staff Development Director Homeless Shelter Director COMPTROLLER Comptroller Deputy Comptroller Director of Audit and Control COUNTY ATTORNEY County Attorney Chief Assistant County Attorney Bureau Chief, CFS COUNTY CLERK County Clerk Deputy County Clerks Historian COUNTY EXECUTIVE County Executive Deputy County Executive Assistant County Executive Communications Director Assistant County Executive Economic Development Assistant Communications Director Director of Community Engagement Director of Legislative Affairs COUNTY LEGISLATURE County Legislators Clerk of the County Legislature Deputy Clerk of the County Legislature Assistant to the Chairman of the County Legislature Legislative Attorney DISTRICT ATTORNEY District Attorney Chief Assistant District Attorney Bureau Chiefs ADAV ADAVI Chief Investigator DUTCHESS COMMUNITY COLLEGE President, Dutchess Community College Vice President of Academic Affairs Dean of Student Services and Enrollment Management Dean of Community Services and Special Programs Vice President and Dean of Administration Board of Trustees EMERGENCY RESPONSE, DEPARTMENT OF Commissioner Emergency Response Deputy Commissioner Emergency Response Director of 911 Operations Director of Emergency Management FINANCE Commissioner of Finance First Deputy Commissioner of Finance Director of Fiscal Services Deputy Commissioner of Finance/Director, Real Property Tax Services Senior Research Analyst Bureau Chief HEALTH, DEPARTMENT OF Commissioner of Health Assistant Commissioner for Health Administration Director of Fiscal Services Director of Public Health Nursing Director of Environmental Health Services Chief Medical Examiner Forensic Pathology Deputy Medical Examiner Director of Weights and Measures B Director of Public Health and Disease Prevention Director of Performance Management and Data Analytics HUMAN RESOURCES Commissioner of Human Resources Deputy Commissioner of Human Resources Equal Employment Opportunity & Inclusion Officer Director of Risk Management Assistant Director of Risk Management INDUSTRIAL DEVELOPMENT AGENCY Executive Director/Chief Executive Officer Members of the Industrial Development Agency LOCAL DEVELOPMENT CORPORATION Chief Executive Officer Members of the Local Development Corporation MENTAL HEALTH, DEPARTMENT OF Commissioner of Mental Health Deputy Commissioner of Mental Health Executive Director-Human Rights Commission Clinical Program Directors Supervising Psychiatric Medical Director All Abilities Program Director Director of Budget and Finance PLANNING DEPARTMENT Commissioner of Planning Deputy Commissioner of Planning and Development Deputy Commissioner of Solid Waste Management Deputy Commissioner for Housing Transportation Program Administrator Environmental Program Director Community Investment Program Specialist PROBATION DEPARTMENT Director of Probation and Community Corrections Deputy Director of Probation and Community Corrections Director of Budget and Finance PUBLIC DEFENDER Public Defender Chief Assistant Public Defenders Bureau Chiefs PUBLIC WORKS DEPARTMENT Commissioner of Public Works Deputy Commissioner of Public Works Director of Highway Construction and Maintenance Assistant Director of Highway Construction and Maintenance Airport Director Parks Director Buildings Administrator Buildings Design Administrator Director of Fiscal Services Fleet Administrator Director of Engineering Director of Public Transit Assistant Director of Public Transit Assistant Parks Director RESOURCE RECOVERY AGENCY Executive Director Officers SHERIFF Sheriff Undersheriff Chief Deputy Deputy Sheriff Colonel Director of Budget and Finance Superintendent of Corrections Deputy Superintendent of Corrections Deputy Sheriff - Captain WATER AND WASTEWATER AUTHORITY Executive Director Board Members VETERANS AFFAIRS, OFFICE OF Director of Veterans Affairs Deputy Director of Veterans Affairs CA-017-26 CRC/rjw G-0175-A 01/30/2026 Fiscal Impact: See Attached. STATE OF NEW YORK COUNTY OF DUTCHESS ss: IN WITNESS WHEREOF, I have hereunto set my hand and scal of said I gislature this l day of Mum - 2026. JAYSHIROISHI, CLERK OF THE LEGISLATU APPROVED Sudans Serino SUSAN J. SERINO COUNTY EXECUTIVE Deto Manh 12,2026 Roll Call Sheets District Present: Absent: Vacant: Last Name District 16 - Fishkill and Beacon Valdés Smith District 9 - City of Poughkeepsie Atkins District 20 - Red Hook, Tivoli, and Rhinebeck Munn District 3 - LaGrange Polasek District 12 - East Fishkill Metzger District 1 - Town of Poughkeepsie Redl District 2 - LaGrange, Pleasant Valley & Town of Poughkeepsie Amoff District 4 - Hyde Park and Town of Poughkeepsie Lawler District 5 - Town of Poughkeepsie Shah District 6 - Town of Poughkeepsie Kaul District 7 - Hyde Park and Pleasant Valley Darrow District 8 - City and Town of Poughkeepsie Brendli District 10 - City of Poughkeepsie Johnson District 11 - Clinton, Pleasant Valley, and Rhinebeck Kearney District 13 - East Fishkill and Wappinger Giles District 14 - Wappinger and Town of Poughkeepsie Winsby District 15 - Wappinger Faust District 17 - Town and Village of Fishkill McHoul District 18 - City of Beacon and Fishkill Rhodes District 19 - North East, Stanford, Pine Plains, Milan & Red Hook Drago District 21 - East Fishkill Caswell District 22 - Beekman and Union Vale Tresca District 23 - Pawling, Beekman and East Fishkill Rolison District 24 - Dover and Pawling House District 25 - Amenia, Washington, Pleasant Valley & Millbrook Alexander Resolution: _ Total : 5 Motion: Alans/Munn YES NO absent J absent 10 Yes Abstentions: — absent absent absent $ No CONSENT AGENDA 2026025 - Bond Resolution Dated March 9, 2026 2026031 - Amending the 2026 Adopted County Budget (Opioid Settlement Fund) 2026032 - Amending the 2026 Adopted County Budget (OSF - Assisted Outpatient Treatment 2026036 - Authorizing Amendment of Funding Under Trade Adjustment Act 2026040 - Acquire Real Property Owned by Obsidian 2026041 - Maintenance Agreement with Town of Amenia and Harlem Valley Rail Trail 2026042 - Persons Required to File and Annual Statement of Financial Disclosure SUE SERINO COUNTY EXECUTIVE RACHEL M. KASHIMER COMMISSIONER DUTCHESS COUNTY GOVERNMENT HUMAN RESOURCES MEMORANDUM DATE: TO: FROM: RE: January 27, 2026 A. Gregg Pulver, Deputy County Executive Rachel Kashimer, Commissioner of Human Resources Financial Disclosure Annual Update In accordance with the Dutchess County Code of Ethics (updated pursuant to Resolution No. 2019056), the County must annually review and adopt the list of titles required to complete and file an Annual Statement of Financial Disclosure. The Code of Ethics, Chapter 40-8 details the obligation to file financial disclosure statement and the maintenance of said disclosure statements. The Commissioner of Human Resources is required to review changes to affected positions and provide an updated list for review and adoption. According to the charter, 40-8 A(1), "Such list may include but is not limited to the heads of County-created agencies, departments, divisions, councils, boards, commissions or bureaus and their deputies and assistants, and the officers and employees of such agencies, departments, divisions, boards, bureaus, commissions or councils created by the County who hold policymaking positions." Please see the attached list of titles which are recommended to be required to file the Annual Statement of Financial Disclosure for the period 2025 through 2026. 22 Market Street, Poughkeepsie, New York 12601 | (845) 486-2169 | Fax: (845) 486-2186 dutchessny.gov NO FISCAL IMPACT PROJECTED Total Current Year Cost $ _ Total Current Year Revenue $ and Source FISCAL IMPACT STATEMENT APPROPRIATION RESOLUTIONS (To be completed by requesting department) Source of County Funds (check one): • Existing Appropriations, •Contingency, •Transfer of Existing Appropriations, • Additional Appropriations, • Other (explain). Identify Line Items(s): Related Expenses: Amount $ - Nature/Reason: Anticipated Savings to County: Net County Cost (this year): Over Five Years: Additional Comments/Explanation: Prepared by: Rachel Kashimer, Commissioner of Human Resources Prepared On: 1/27/26 Dut pdf Version showing changes AGING, OFFICE FOR Director, Office for the Aging Assistant Director, Office for the Aging BOARD OF ELECTIONS Elections Commissioners Deputy Elections Commissioners Elections Administrators BOARD OF ETHICS Board Members BUDGET OFFICE Budget Director Senior Budget Analyst Budget Analyst CENTRAL AND INFORMATION SERVICES Commissioner of Central and Information Services Deputy Commissioners of Central and Information Services Director of Central Services Purchasing Agent Assistant Purchasing Agent Network Administrators Senior Network Administrator Cyber Security Administrator Infrastructure Manager Infrastructure Administrator COMMUNITY AND FAMILY SERVICES Commissioner of Community and Family Services Deputy Commissioners of Community and Family Services Director of Administrative Services Director of Fiscal Services Directors of Services Asst, to the Commissioner for Program Planning & Evaluation Special Assistant to Commissioner Assistant Commissioner for Youth Services Staff Development Director Homeless Shelter Director COMPTROLLER Comptroller Deputy Comptroller Director of Audit and Control COUNTY ATTORNEY County Attorney Chief Assistant County Attorney Bureau Chief, CFS COUNTY CLERK County Clerk Deputy County Clerks Historian COUNTY EXECUTIVE County Executive Deputy County Executive Assistant County Executive Communications Director Assistant County Executive Economic Development Assistant Communications Director Chief of Staff Director of Community Engagement Director of Legislative Affairs COUNTY LEGISLATURE County Legislators Clerk of the County Legislature Deputy Clerk of the County Legislature Assistant to the Chairman of the County Legislature Legislative Attorney DISTRICT ATTORNEY District Attorney Chief Assistant District Attorney Bureau Chiefs ADA V ADA VI Chief Investigator DUTCHESS COMMUNITY COLLEGE President, Dutchess Community College Vice President of Academic Affairs Dean of Student Services and Enrollment Management Dean of Community Services and Special Programs Vice President and Dean of Administration Board of Trustees EMERGENCY RESPONSE, DEPARTMENT OF Commissioner Emergency Response Deputy Commissioner Emergency Response Director of 911 Operations Director of Emergency Management FINANCE Vacant Position - Not Budgeted New Title New Title New Title New Title Added Commissioner of Finance First Deputy Commissioner of Finance Director of Fiscal Services Deputy Commissioner of Finance/Director, Real Property Tax Services Senior Research Analyst Bureau Chief HEALTH, DEPARTMENT OF Commissioner of Health Assistant Commissioner for Health Administration Director of Fiscal Services Director of Public Health Nursing Director of Environmental Health Services Chief Medical Examiner Forensic Pathology Deputy Medical Examiner Director of Weights and Measures B Director of Public Health and Disease Prevention Director of Performance Management and Data Analytics HUMAN RESOURCES Commissioner of Human Resources Deputy Commissioner of Human Resources Equal Employment Opportunity & Inclusion Officer Director of Risk Management Assistant Director of Risk Management INDUSTRIAL DEVELOPMENT AGENCY Executive Director/Chief Executive Officer Members of the Industrial Development Agency LOCAL DEVELOPMENT CORPORATION Chief Executive Officer Members of the Local Development Corporation MENTAL HEALTH, DEPARTMENT OF Commissioner of Mental Health Deputy Commissioner of Mental Health Executive Director-Human Rights Commission Clinical Program Directors Supervising Psychiatric Medical Director All Abilities Program Director Director of Budget and Finance PLANNING DEPARTMENT Commissioner of Planning Deputy Commissioner of Planning and Development Deputy Commissioner of Solid Waste Management Deputy Commissioner for Housing Transportation Program Administrator Environmental Program Director New Title Community Investment Program Specialist PROBATION DEPARTMENT Director of Probation and Community Corrections Deputy Directors of Probation and Community Corrections Director of Budget and Finance PUBLIC DEFENDER Public Defender Chief Assistant Public Defenders Bureau Chiefs PUBLIC WORKS DEPARTMENT Commissioner of Public Works Deputy Commissioner of Public Works Director of Highway Construction and Maintenance Assistant Director of Highway Construction and Maintenance Garage Superintendent Airport Director Parks Director Buildings Administrator Buildings Design Administrator Director of Fiscal Services Fleet Administrator Director of Engineering Director of Public Transit Assistant Director of Public Transit Assistant Parks Director RESOURCE RECOVERY AGENCY Executive Director Officers SHERIFF Sheriff Undersheriff Chief Deputy Deputy Sheriff Colonel Director of Budget and Finance Superintendent of Corrections Deputy Superintendent of Corrections Deputy Sheriff - Captain WATER AND WASTEWATER AUTHORITY Executive Director Board Members VETERANS AFFAIRS, OFFICE OF Director of Veterans Affairs Remove Plural Add Plural Vacant Position - Not Budgeted Deputy Director of Veterans Affairs Government Services and Administration Roll Call District Name Yes No District 16 - Fishkill and Beacon Valdés Smith* X District 9 - City of Poughkeepsie Atkins* X District 20 - Red Hook, Tivoli, and Rhinebeck Munn* X District 3 - LaGrange Polasek* X District 12 - East Fishkill Metzger* X District 1 - Town of Poughkeepsie Redl ABSENT District 4 - Hyde Park and Town of Poughkeepsie Lawler X District 5 - Town of Poughkeepsie Shah (VC) X District 11 - Clinton, Pleasant Valley, and Rhinebeck Kearney (C) X District 13 - East Fishkill and Wappinger Giles X District 19 - North East, Stanford, Pine Plains, Milan & Red Hook Drago X District 22 - Beekman and Union Vale Tresca X 11 Present: ____ Resolution: ____ 1 Absent: ____ Motion: ____ Vacant: ____ 11 Total : ______ ______ Yes No Abstentions: _____ 2026042 PERSONS REQUIRED TO FILE AN ANNUAL STATEMENT OF FINANCIAL DISCLOSURE PURSUANT TO THE DUTCHESS COUNTY CODE OF ETHICS Roll Call Sheets District Last Name YES NO District 16 - Fishkill and Beacon Valdés Smith District 9 - City of Poughkeepsie Atkins District 20 - Red Hook, Tivoli, and Rhinebeck Munn District 3 - LaGrange Polasek District 12 - East Fishkill Metzger District 1 - Town of Poughkeepsie Redl District 2 - LaGrange, Pleasant Valley & Town of Poughkeepsie Arnoff District 4 - Hyde Park and Town of Poughkeepsie Lawler District 5 - Town of Poughkeepsie Shah District 6 - Town of Poughkeepsie Kaul District 7 - Hyde Park and Pleasant Valley Darrow District 8 - City and Town of Poughkeepsie Brendli District 10 - City of Poughkeepsie Johnson District 11 - Clinton, Pleasant Valley, and Rhinebeck Kearney District 13 - East Fishkill and Wappinger Giles District 14 - Wappinger and Town of Poughkeepsie Winsby District 15 - Wappinger Faust District 17 - Town and Village of Fishkill McHoul District 18 - City of Beacon and Fishkill Rhodes District 19 - North East, Stanford, Pine Plains, Milan & Red Hook Drago District 21 - East Fishkill Caswell District 22 - Beekman and Union Vale Tresca District 23 - Pawling, Beekman and East Fishkill Rolison District 24 - Dover and Pawling House District 25 - Amenia, Washington, Pleasant Valley & Millbrook Alexander X X X ABSENT X X X X X X X X ABSENT X X X X X X X X X ABSENT ABSENT ABSENT 20 Present: ____ 5 Absent: ____ Vacant: ____ Resolution: ____ Motion: ____ 20 Total : ______ ______ Yes No Abstentions: ____ CONSENT AGENDA: AMEND SOMETHING PREVIOUSLY ADOPTED (JANUARY 20, 2026 BOARD MEETING MINUTES); RESOLUTION 2026025, 031, 032, 036, 040, 041, 042